0000903937-14-000004.txt : 20141016
0000903937-14-000004.hdr.sgml : 20141016
20141015171618
ACCESSION NUMBER: 0000903937-14-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141010
FILED AS OF DATE: 20141015
DATE AS OF CHANGE: 20141015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPIRE Corp
CENTRAL INDEX KEY: 0000731657
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 042457335
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PATRIOTS PARK
CITY: BEDFORD
STATE: MA
ZIP: 01730-2396
BUSINESS PHONE: 6172756000
MAIL ADDRESS:
STREET 1: ONE PATRIOTS PARK
CITY: BEDFORD
STATE: MA
ZIP: 01730-2396
FORMER COMPANY:
FORMER CONFORMED NAME: SPIRE CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LITTLE ROGER G
CENTRAL INDEX KEY: 0000903937
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12742
FILM NUMBER: 141158208
MAIL ADDRESS:
STREET 1: C/O SPIRE CORP
STREET 2: ONE PATRIOTS PARK
CITY: BEDFORD
STATE: MA
ZIP: 01730
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-10-10
0
0000731657
SPIRE Corp
SPIR
0000903937
LITTLE ROGER G
C/O SPIRE CORPORATION
ONE PATRIOTS PARK
BEDFORD
MA
01730
1
0
1
0
Common Stock, $0.01 par value
2983446
D
Common Stock, $0.01 par value
18914
I
Held by 401(k) Plan
Common Stock, $0.01 par value
5069
I
Held by 401(k) Plan by spouse
Warrant (right to buy)
0.276
2014-10-10
4
A
0
1000000
A
2014-10-10
2019-10-10
Common Stock
1000000
1000000
D
Includes 2,109,305 shares of common stock in the Roger G. Little Family Trust of which Mr. Little is the primary beneficiary.
The Reporting Person acquired this warrant in connection with the transactions contemplated by that certain Note Purchase and Assignment Agreement to be filed by the Issuer with the Securities and Exchange Commission on Form 8-K.
Roger G. Little
2014-10-15