0000903937-14-000004.txt : 20141016 0000903937-14-000004.hdr.sgml : 20141016 20141015171618 ACCESSION NUMBER: 0000903937-14-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141010 FILED AS OF DATE: 20141015 DATE AS OF CHANGE: 20141015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPIRE Corp CENTRAL INDEX KEY: 0000731657 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 042457335 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PATRIOTS PARK CITY: BEDFORD STATE: MA ZIP: 01730-2396 BUSINESS PHONE: 6172756000 MAIL ADDRESS: STREET 1: ONE PATRIOTS PARK CITY: BEDFORD STATE: MA ZIP: 01730-2396 FORMER COMPANY: FORMER CONFORMED NAME: SPIRE CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LITTLE ROGER G CENTRAL INDEX KEY: 0000903937 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12742 FILM NUMBER: 141158208 MAIL ADDRESS: STREET 1: C/O SPIRE CORP STREET 2: ONE PATRIOTS PARK CITY: BEDFORD STATE: MA ZIP: 01730 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-10-10 0 0000731657 SPIRE Corp SPIR 0000903937 LITTLE ROGER G C/O SPIRE CORPORATION ONE PATRIOTS PARK BEDFORD MA 01730 1 0 1 0 Common Stock, $0.01 par value 2983446 D Common Stock, $0.01 par value 18914 I Held by 401(k) Plan Common Stock, $0.01 par value 5069 I Held by 401(k) Plan by spouse Warrant (right to buy) 0.276 2014-10-10 4 A 0 1000000 A 2014-10-10 2019-10-10 Common Stock 1000000 1000000 D Includes 2,109,305 shares of common stock in the Roger G. Little Family Trust of which Mr. Little is the primary beneficiary. The Reporting Person acquired this warrant in connection with the transactions contemplated by that certain Note Purchase and Assignment Agreement to be filed by the Issuer with the Securities and Exchange Commission on Form 8-K. Roger G. Little 2014-10-15