0000903937-11-000001.txt : 20111121
0000903937-11-000001.hdr.sgml : 20111121
20111121184658
ACCESSION NUMBER: 0000903937-11-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111117
FILED AS OF DATE: 20111121
DATE AS OF CHANGE: 20111121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPIRE Corp
CENTRAL INDEX KEY: 0000731657
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 042457335
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PATRIOTS PARK
CITY: BEDFORD
STATE: MA
ZIP: 01730-2396
BUSINESS PHONE: 6172756000
MAIL ADDRESS:
STREET 1: ONE PATRIOTS PARK
CITY: BEDFORD
STATE: MA
ZIP: 01730-2396
FORMER COMPANY:
FORMER CONFORMED NAME: SPIRE CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LITTLE ROGER G
CENTRAL INDEX KEY: 0000903937
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12742
FILM NUMBER: 111220110
MAIL ADDRESS:
STREET 1: C/O SPIRE CORP
STREET 2: ONE PATRIOTS PARK
CITY: BEDFORD
STATE: MA
ZIP: 01730
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2011-11-17
0
0000731657
SPIRE Corp
SPIR
0000903937
LITTLE ROGER G
SPIRE CORPORATION
ONE PATRIOTS PARK
BEDFORD
MA
01730-2396
1
1
1
0
Chairman & CEO
Common Stock, $0.01 par value
2011-11-17
4
A
0
200000
0.78
A
200000
I
see footnotes
Common Stock, $0.01 par value
2138205
D
Shares are to be held in the Spire Corporation Non-Qualified Deferred Compensation Plan Trust for Roger Little. On November 17, 2011, the Compensation Committee of the Board of Directors of the issuer amended the Non-Qualified Deferred Compensation Plan for Mr. Little (the "Plan") to permit Mr. Little to elect, subject to Compensation Committee approval, to receive the deferred portion of his compensation under the Plan in shares of the issuer's common stock in lieu of cash, with such shares to be awarded under the issuer's 2007 Stock Equity Plan (the "2007 Plan") and the number of shares to be based on the closing sale price per share of common stock on the date on which the Compensation Committee approves Mr. Little's election.
On November 17, 2011, Mr. Little elected (and the Compensation Committee approved such election) to receive aggregate accumulated deferred compensation of $500,000 for 2010 and 2011 in shares of common stock, which, based on the closing sale price of the issuer's common stock on such date ($0.78), is equal to approximately 641,025 shares. Because of limitations on awards under the 2007 Plan, Mr. Little is entitled to have 200,000 of such shares credited to the Plan in 2011.
Includes 2,109,305 shares of common stock in the Roger G. Little Family Trust of which Mr. Little is the primary beneficiary.
Roger G. Little
2011-11-21