Massachusetts | 0-12742 | 04-2457335 | ||
(State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
One Patriots Park, Bedford, Massachusetts | 01730-2396 | |
(Address of Principal Executive Offices) | (Zip Code) |
Not Applicable |
(Former name or address, if changed since last report) |
Item 1.01 | Entry into a Material Definitive Agreement. |
Item 2.03 | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. |
Item 9.01 | Financial Statements and Exhibits. |
SPIRE CORPORATION | ||
Date: December 11, 2014 | By: | /s/ Robert S. Lieberman |
Robert S. Lieberman | ||
Chief Financial Officer and Treasurer | ||
Exhibit No. | Exhibit Description | |
10.1 | Secured Promissory Note issued to Roger G. Little, dated December 5, 2014. | |
10.2 | Security Agreement, dated December 5, 2014, by and between Spire Corporation and Roger G. Little. |
1. | PAYMENT OF PRINCIPAL; LOAN FEE. |
1. | DEFINITION OF COLLATERAL. As used herein, the term “Collateral” shall mean: |
Ref # | Qty. | Description of Collateral |
1. | 1- | Bridgeport Series 2, 2-HP CNC Vertical Milling Machine, S/N 237759 (New 1984), with Power Draw Bar, Prototrak SMX Controller |
2. | 1- | Bridgeport Series 1, 2-HP Vertical Milling Machine, S/N 142859 (New 1952), 2-Axis Digital Readout, Power Feed Table |
3. | 1- | Bridgeport 2-HP CNC Vertical Milling Machine, S/N 247246 (New 1986), with Trak AGE2 Controller, Power Draw Bar |
4. | 1- | Bridgeport 2-HP Vertical Milling Machine, S/N HDNG3508, with Trak AGE2 2-Axis Controller, Power Draw Bar |
5. | 1- | Bridgeport 2-HP CNC Vertical Milling Machine, S/N 252670 (New 1988), with Protrak SMX Controller |
6. | 1- | Bridgeport 2-HP Vertical Milling Machine, S/N 277633 (New 1997), with SWI Trak 102 2-Axis Controller, Power Draw Bar |
7. | 1- | Mori Seiki Model MS850, 17" Swing x 36" Engine Lathe, S/N 2000, with 2-Axis Digital Readout |
8. | 1- | Mori Seiki Model MS1250G, 17" x 50" Gap Bed Engine Lathe, S/N 13001, with 2-Axis Digital Readout |
9. | 1- | Dake Model VH-24, 23" Vertical Band Saw, S/N 225348, with Blade Welder and Grinder |
10. | 1- | Kalamazoo Model H8AW Horizontal Band Saw, S/N 635 |
11. | 1- | Powermatic Model 66, 10" Table Saw, S/N96663063, Extension Table, Fence |
12. | 1- | Vectrax 7" Universal Band Saw, S/N 101115459 |
13. | 1- | Peck Stow & Wilcox Model 137-1, 16-Gage Manual Shear, S/N 11-70 |
14. | 1- | Pexto 36" Manual Finger Brake |
15. | 1- | Pexto Model PS-66 Notcher, S/N 11-70 |
16. | 1- | Powermatic Model 1150A, 15" Floor Type Drill Press, S/N 615V1050, Adjustable 10" x 12" Table |
17. | 1- | Wilton 6" Belt/12" Disc Sander, with Base |
18. | 1- | Boyar Schultz Model 612, 6" x 12" Hand Feed Surface Grinder, Permanent Magnetic Chuck |
19. | 1- | Cyclone Glove Box Shot Blast Cabinet |
20. | 1- | Napa Model Fleet 91-616, 15-Ton Hydraulic H-Frame Shop Press |
21. | 1- | Roper Whitney Model 218, 4-Ton 12" Deep Throat Manual Punch, S/N 514-1-T2, with Cabinet Base |
22. | Lot | Miscellaneous Machinery and Equipment in Machine Shop and Sheet Metal Model Shop, Consisting of: Inspection Equipment, Tool Holders, Hand Tools, Power Tools, Surface Plate, Inspection Equipment, Chucks, Collet Sets, Fume Collector, Etc. |
23. | 2- | ITE 75-KVA Transformers, S/N 29-111/85-167875 |
24. | 1- | Jefferson Electric 112.5-KVA Transformer, S/N 0001 |
25. | 2- | Movin Cool Model 10SFU, Portable Air Conditioners, S/N 0791-0052 |
26. | 1- | Starrett Model Altissimo 2000-24, 24" Digital Height Gage, S/N 07443002, Digital Readout |
27. | 1- | 48" x 96" x 10" Granite Surface Plate, with Stand |
28. | 1- | Gage Master Model 29-GMX Optical Comparator, S/N GS142825-165, with 2-Axis Digital Readout |
29. | 1- | Jefferson Electric 30-KVA Transformer |
30. | 1- | Lindberg Blue M Model CSP-400A-C, 650°F Curing/Drying Safety Oven, S/N CSP-8, 19" W x 15" D x 18" Chamber |
31. | 1- | Siemens 75-KVA Transformer |
32. | 1- | Generac 125-KVA Natural Gas Standby Generator, S/N 0002415, GTS200 Transfer Switch |
33. | 1- | 75-KVA Transformer |
34. | 1- | GE Cat # 37F440008A, 400-KVA Power Correction Unit, S/N 967-089, with (7) 50-KVA Transformer, New Beluk Controller |
35. | 1- | Acme 75-KVA Transformer |
36. | 2- | Square D 75-KVA Transformers |
37. | 1- | 1.5-Ton x 20' Span Gantry Crane, with (2) Konecranes Electric Chain Hoists |
38. | 1- | HPS 75-KVA Transformer |
39. | 1- | Delta Floor Type Drill Press, S/N 51-4181 |
40. | 1- | Craftsman 10" Table Saw, S/N X063024771 |
41. | 1- | MSC Model 40051690, Universal Band Saw, S/N 953942 |
42. | 1- | MHC 1-Ton Bench Top Arbor Press |
43. | 1- | VWR Scientific Model 1300, Lab Oven |
44. | 1- | Tenney Model T30-FF Environmental Test Chamber, S/N 11361-8, 35" x 39" x 36" Chamber |
45. | 3- | Lexco 2,000-Lb. Scissor Lift Tables |
46. | 1- | Spire Custom Designed and Fabricated Low Intensity Circuit Board Tester, (New 2008), with PLC, Power Control Cabinet |
47. | 1- | Spire Custom Designed and Fabricated Circuit Board Tester, (New 2011), with DC Power Supplies, Analyzer Testing 919-0401, 912-040X, 922-0401, DAQ, H1-V-Power Board Types |
48. | 1- | Spire Custom Designed and Fabricated PC Board Function Tester, (New 2009), with (2) Test Fixtures, PC |
49. | 1- | Spire Custom Designed and Fabricated Lamp Tester, (New 2012), (3) Lamp Capacity |
50. | 1- | Spire Custom Designed and Fabricated PC Board Tester, (New 2008), 4' x 8' Work Area |
51. | 1- | Spire Model SPI-SUN Simulator 5600SLP Blue, Research and Development Sun Simulator, S/N 586-00018 (New 2014), with 2-Lamps, 200-1,100 W/m2 Light Intensity Range, 600W Module, 2,000mm x 1,370mm Max. Module |
52. | 1- | Spire Model SPI-SUN Simulator 4600SLP, Research and Development Sun Simulator, S/N 52470 (New 2008), with 2-Lamps, 200-1,100 W/m2 Light Intensity Range, 600W Module, 2,000mm x 1,370mm Max. Module |
53. | 1- | Pulse Analysis Spectroradiometer System, (New 2008), with National Instruments Model NI-PXI-1033 Data Acquisition, Newport Model Pass-2 Spectrometer, Laptop, Printer |
54. | 1- | Agilent Model DSO-7034A Oscilloscope |
55. | 1- | Filter Transmittance High-Sensitivity Spectrum Analyzer, (New 2009), with (2) Ocean Optics Model QE65000 Spectrometer, Optical Resolution: ~0.14-7.7 nm, Laptop, Light Source, Printer |
56. | 1- | Avantes Dual Wave Spectrometer, (New 2012), with Avantes Model ULS2048 Spectrometer, 200 - 1160nm Wavelength range, 0.09 -20 nm Resolution, Avantes Model NIR256-1.7 NIR Spectrometer, up to 1700nm Wave Length, Laptop, Light Source |
57. | 2- | Uniformity Testers, (New 2011), with Data Acquisition Module, Laptop |
58. | 1- | Spire Model SPI-SUN Simulator 3500SLP, Research and Development Sun Simulator, (New 2009), with 2-Lamps, 200-1,100 W/m2 Light Intensity Range, 600W Module, 1,600mm x 1,100mm Max. Module |
59. | 1- | Spire Simulator Spectrum Analyzer, (New 2008), with (2) Ocean Optics Model QE65000 Spectrometer, Optical Resolution: ~0.14-7.7 nm, Laptop, Light Source, Printer |
60. | 2- | Visicomm Model 5KSS6050/5060, 5KVA /4kW Frequency Converters, S/N 6592 (New 2008) |
61. | 1- | 1-Ton x 12' Span Portable Gantry Crane, with Electric Chain Hoist |
62. | 1- | Spire Model SPI Laminator 580, Automatic Photovoltaic Laminator, 229cm x 160cm x 2.5cm Max. Module Size, 200 Deg C Operating Temperature, +/- 5 Deg C Uniformity, Vacuum System |
63. | 1- | Spire Model SPI, Hydraulic Framer, 2,000mm - 910mm Length, 1,370mm - 300mm Width, with Vacuum System, Rotary Table |
64. | 1- | Eubanks Model 4600-03, Flat Cable / Tubing Cutter, S/N 708-24H, 3.20" x 0.125" in Flat Material, 0.375" Dia. Round Material |
65. | 1- | Spire Model SPI, Cell Tester, Illumination Uniformity Within ±2% at 1 Sun, Measuring Range: Voltage ±1.25 Volt, Current ±10 Amp, 1.5kW Xenon Arc Lamp, 70 to 110 mW/cm2 Intensity, Temperature Controlled Vacuum Chuck with Chiller |
66. | 1- | Spire Model Spi-EL-HR-M, Electroluminescence Cell Tester, 170 µm Resolution, NIR-CCD 1.4M Pixel Camera, 170mm x 170mm view Area, 6" Cell Size |
67. | 1- | Spire Model Spi-EL-HR-B, Electroluminescence High Resolution Solar Module Tester, 170 µm Resolution, (3) 1.3M pixel Cameras, < 120sec Image Capture Time |
68. | 1- | Spire Manual EVA Lay-Up Station Cutting Table, Roll Rack Assembly, Rotary Cutter, with Roller Ball Table |
69. | 1- | Manual Junction Box Assembly Table, 2,030 mm x 1,370 mm Roller Ball Laminated Table, Pneumatic Pop-Up Holding Pads |
70. | 1- | Spire Model SPI-Cell, High Throughput Automatic Solar Cell Sorter, (New 2011), 210 mm x 210 mm (8 in. x 8 in.) Max. Solar Cell Size, (20) Sorting Bins, 1kW Pulsed Xenon Arc Lamp, 70 to 110 mW/cm² Intensity, +/- 1 Volt 20-Amp Current Measurement Range, 0.49 mV 9.77 mA Current Resolution, 1,000 Cells Per Hour, with (3) Bridge Type Robotic Cell Transfer, Pneumatic Suction Cup Lifters, Transfer Conveyor |
71. | Lot | Miscellaneous Stored Equipment, Consisting of: Medium Duty Shelving, Stainless Steel Portable Shelves, Flammable Storage Cabinets, Storage Cabinets, Tables, Chairs, Roll-A-Lift Carts, Tool Boxes, Roller Tables, Graphic Show Setup Equipment, Etc. |
72. | 1- | Oerlikon Leybold Model SP250 Vacuum Pump, S/N 30000771517 (New 2007) |
73. | 1- | Spire Model SPI-PULSE 100LD, Transmission Line Pulser |
74. | 1- | Apollo Laser Diode |
75. | 1- | Limo Model LDD50, Laser Diode Drive, with Apollo C150-975-0 Laser |
76. | 1- | Ando Model AQ-6315E, Optical Spectrum Analyzer |
77. | 1- | Sonics Amplitude Tester |
78. | 1- | LSI Model VSL-337LRF Laser |
79. | 1- | Thermo Model RTE-10 Water Bath |
80. | 1- | Omnichem Series 74 Laser, (New 1993), 9.0 MW |
81. | 1- | Sorensen Model DLM300-10E, 1,000-Watt Power Supply |
82. | 1- | AIS Model Apogee, Digital Camera, (New 2012) |
83. | Lot | Stored Equipment, Consisting of: Dry Box, DC Power Supplies, Cryo Tanks, Etc. |
84. | Lot | Stored Equipment, Consisting of: HP Digital Volt Meter, Work Bench, Tool Box, Chairs, Stainless Steel Storage Shelves, Storage Cabinets, Oscilloscope, Universal Counter, Pulse Generators, Soldering Guns, IKW H. Volt Power Supply, Compliance Analyzer, Older Solar Cells, Solar Cell Frames, Etc. |
84. | 1- | Flir Model E30, Hand Held Camera, (New 2012), with Case |
85. | Lot | (30) 290-Cell Solar Panels |
86. | 1- | Flir Model SC620, Thermal Imaging Camera, S/N 404000708 (New 2010), with Case |
87. | Lot | (86) Coated Copper Wire Stringer Spools |
88. | Lot | (20) Solar Panel Back Sheet Rolls |
89. | 6- | Pallet Jacks |
90. | 1- | Prime Mover Model PMX1, 4,000-Lb. Capacity Electric Walk Behind Pallet Jack, S/N PMX1-194410 |
91. | 1- | Nissan Model CPF02-A20S, 5,000-Lb. Capacity LPG Forklift Truck, S/N CPF02-022767 (Est. 1995), 2-Stage Mast, Tilt, Solid Tires |
92. | 1- | Toyota Model 8FCU25, 5,000-Lb. Capacity LPG Forklift Truck, S/N 15673 (New 2007), 3-Stage Mast, Tilt, Cushion Tires, Side Shift |
93. | 1- | 2008 Chevrolet Model Silverado 1500 Pickup Truck, VIN: 1GCEK19068E114687, 5.3L V8 SFI Engine |
94. | 1- | 2002 GMC Model Safari Van, VIN: 1GKEL19X02B508801 |
95. | Lot | Miscellaneous Equipment Throughout Plant, Consisting of: Storage Part Bins, Fans, Workbenches, Portable Stairs, Carts, Labelers, Hoppers, Part Racks, Medium Duty Storage Shelves, Tape Machine, Flammable Storage Cabinets, Portable Wire Shelve Racks, Cut-Off Saw, Torch Set, Belt Sander, Bench Grinders, (18) Benchtop Tool Boxes, (15) Roll-Away Tool Boxes, Hand Tools, Power Tools, DC Power Supplies, Emergency Defibulator, Carts, Benchtop Drill, Shop Vacuums, Universal Bandsaw, Inspection Equipment, Etc. |
96. | Lot | Miscellaneous Office Furnishings and Business Equipment, Consisting of: Personal Computers with Monitors, Printers, Fax Machines, Laptops, Copy Machines, Server Room Equipment, Security System, Phone System, IT Room Fire Suppression System, Lobby Furniture, Chairs, Desks, Bookshelves, Credenzas, Break Room Furniture, Executive Office Furniture, Conference Room Furniture and Equipment, Stored Office Furniture, Cafeteria Kitchen and Serving Equipment, Etc. |