0001193125-12-323501.txt : 20120731 0001193125-12-323501.hdr.sgml : 20120731 20120730211639 ACCESSION NUMBER: 0001193125-12-323501 CONFORMED SUBMISSION TYPE: FWP PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20120731 DATE AS OF CHANGE: 20120730 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: FWP SEC ACT: 1934 Act SEC FILE NUMBER: 333-175892 FILM NUMBER: 12995032 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: FWP BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 FWP 1 d386709dfwp.htm FREE WRITING PROSPECTUS Free Writing Prospectus

Filed Pursuant to Rule 433

Registration No. 333-175892

July 30, 2012

 

LOGO

 

Terms and Conditions – 10 Year Fixed Rate Notes due 2022

 

•    Issuer

  

•    Northern Trust Corporation

•    Note Type

  

•    Senior

•    Expected Ratings (Moody’s/S&P/Fitch)

  

•    A1/A+/AA-

•    Principal Amount

  

•    $500,000,000

•    Pricing Date

  

•    July 30, 2012

•    Settlement Date

  

•    August 2, 2012 (T+3)

•    Maturity Date

  

•    August 2, 2022

•    Coupon

  

•    2.375%

•    Re-offer Yield

  

•    2.407%

•    Re-offer Price

  

•    99.717%

•    Market Re-offer Spread

  

•    90 basis points

•    Pricing Benchmark

  

•    1.750% UST due May 15, 2022

•    Benchmark Yield

  

•    1.507%

•    Interest Payment Dates

  

•    Semi-annually on the 2nd of February and August

•    First Coupon Date

  

•    February 2, 2013

•    Call Provisions

  

•    Non-callable

•    Day Count Basis

  

•    30/360

•    Proceeds to Company before Expenses

  

•    $496,335,000

•    Minimum Denominations

  

•    US$2,000 and integral multiples of US$1,000 in excess of such amount

•    Joint Book-Running Managers

  

•    Merrill Lynch, Pierce, Fenner & Smith
                     Incorporated

 

•    Morgan Stanley & Co. LLC

 

•    Goldman, Sachs & Co.

•    Co-Managers

  

•    Barclays Capital Inc.

 

•    The Williams Capital Group, L.P.

•    CUSIP

  

•    665859AN4

•    ISIN

  

•    US665859AN47

Note: A securities rating is not a recommendation to buy, sell or hold securities and may be subject to revision or withdrawal at any time.

This communication is intended for the sole use of the person to whom it is provided by us. The issuer has filed a registration statement (including a prospectus) with the SEC for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. You may get these documents for free by visiting EDGAR on the SEC Web site at www.sec.gov. Alternatively, the issuer, any underwriter or any dealer participating in the offering will arrange to send you the prospectus if you request it by calling (i) Merrill Lynch, Pierce, Fenner & Smith Incorporated at 1-800-294-1322, or (ii) Morgan Stanley & Co. LLC at 1-866-718-1649.

ANY DISCLAIMER OR OTHER NOTICE THAT MAY APPEAR BELOW IS NOT APPLICABLE TO THIS COMMUNICATION AND SHOULD BE DISREGARDED. SUCH DISCLAIMER OR NOTICE WAS AUTOMATICALLY GENERATED AS A RESULT OF THIS COMMUNICATION BEING SENT BY BLOOMBERG OR ANOTHER E-MAIL SYSTEM.

GRAPHIC 2 g386709g48j99.jpg GRAPHIC begin 644 g386709g48j99.jpg M_]C_X``02D9)1@`!`0$`>`!X``#_VP!#``8$!08%!`8&!08'!P8("A`*"@D) M"A0.#PP0%Q08&!<4%A8:'24?&ALC'!86("P@(R8G*2HI&1\M,"TH,"4H*2C_ MVP!#`0<'!PH("A,*"A,H&A8:*"@H*"@H*"@H*"@H*"@H*"@H*"@H*"@H*"@H M*"@H*"@H*"@H*"@H*"@H*"@H*"@H*"C_P``1"``Y`.L#`2(``A$!`Q$!_\0` M'P```04!`0$!`0$```````````$"`P0%!@<("0H+_\0`M1```@$#`P($`P4% M!`0```%]`0(#``01!1(A,4$&$U%A!R)Q%#*!D:$((T*QP152T?`D,V)R@@D* M%A<8&1HE)B7J#A(6&AXB)BI*3E)66EYB9FJ*CI*6FIZBIJK*SM+6VM[BYNL+#Q,7& MQ\C)RM+3U-76U]C9VN'BX^3EYN?HZ>KQ\O/T]?;W^/GZ_\0`'P$``P$!`0$! M`0$!`0````````$"`P0%!@<("0H+_\0`M1$``@$"!`0#!`<%!`0``0)W``$" M`Q$$!2$Q!A)!40=A<1,B,H$(%$*1H;'!"2,S4O`58G+1"A8D-.$E\1<8&1HF M)R@I*C4V-S@Y.D-$149'2$E*4U155E=865IC9&5F9VAI:G-T=79W>'EZ@H.$ MA8:'B(F*DI.4E9:7F)F:HJ.DI::GJ*FJLK.TM;:WN+FZPL/$Q<;'R,G*TM/4 MU=;7V-G:XN/DY>;GZ.GJ\O/T]?;W^/GZ_]H`#`,!``(1`Q$`/P#ZG)/K63XB M\0Z?X?MDFU&8AI&V0P1*9)9W_NQH!N8_04>*=:AT#2);R5#-)N6*WMT^]/,Q M"I&ON20/89-8&C:;;:&P\0>,[ZT_M^ZPC3S2@16P/(@@W=%'<]6/)[80AT5] MXSUM1)8V5CH%HV-K:B#<7)'J8D(5>/5R?:O&+WXF>-H=9NW37[0Z3;W!3:=/ M196C1V21\$X'*.0,]!U!(SZW\2=9U32+FVN$N;ZRT%+9WN+NQLA=NLN5VJP. M2J[2QSCJ.HXSY=+9VTO@+Q#?2-J#Z[)XA0I!-IVV1F+(43R,?QQXE(QRQR1V M+&>J6^J^+;.-IHGT;Q3:IRZV+?9KD#V5F9&/L2M=%X;\3:?X@CE^Q2/'=0'; M<6EPGESP'T>,\C/8]#VKP_6_$IT/Q'I^HF_N86MIH%8ZA81Z?(RR3)$Z;?E, MB;'=R2N%,8.QG?YB?W9`N=T1/!STZ@@\ MTA'H&3ZG\J,G_(KG_!/B.+Q/HXN0BQ7D+F&[MPV[RI1C(![J00P/<,#6^.N< M?I]*`%R?7]*,GU/Y4@''3T[48Z#'Z?2@!G:@!< MGU/Y49/^128Z#'Z?2E'7./TH`,GU_2C)]3^5(!QT].U&.@Q^GTH`7)_R*,GU M_2@=G:@!AV8N]I!P;F8E$/H=J+)]-XK%^,=W9Z(^G:[K<"SZ-!:WEK,'0,J2RHIC8 M@^I1DSC_`):5M^%,'QYXZ8N6D%S:(%)'RJ+6,CCTW,WXUC_$ZS_X3#7-(\$# M)TR9O[0UG:<8MXS\D9(Z;W`].%-`$&GKLQG>TBO[]';)\J!$(4 M_P#;5H@3WVFJ>J9_X2G5,$\^+=/YQG'^B0_I6;J2ZC\-OB-I5W<2WNO:%/I\ M]G`'4-<6,:LDC`-C,HPNPI/.VK6,R36]QXJTV2.6,\,ILX< M'-`R]X6\`7GZ>WD7#W=U,S_:)=1N#NVLQ*@+&-Q(3G'`X`P<_PS\. M-(?Q+XN&E:EJN@31WXAFMM*F2.-X&A1T&UE;`)=S\N#DGI7:>*?',6B:N;"V MTVZU*2");F^D@952TB9L`L21ECR0HY(&:RO%32>&_BEXW)-KKY_L:]C]9 M`K202?48D4D=B/;`!8M-,M?"'CG1;;3$\G3=4LCI[1Y)_>VR;HF^OEB0$]]H M]*[J6,R0N@9XRRE0Z<,N1C(R.O-F=O/>O M6_B=J>HZG\+9/$W@/69X9H[<7=N8$5UN$.,J0PSG'3'(/44LWA;3_&5MX_T3 M5TS;W6I*`^.8V%M!M=?<'_"O`O!OB?5/A9>>(OAMXL,GV6;=]@GVD@,QP"O? M8XQ]#^-,9]6^%K&_TO0+6WUK4I-1U%5S/!WQWK7RI4$8VG MOVKPO1]4D\??M"^(M)U=#/X?\.VI2&RD_P!6TY**7=>C'E\9Z#'%5=/O!H?Q MT\1^!0HE\.:IIQO8[*3E()1'N(0=E.&X&!2$>]O-%&5\R1%W-M7<0,G/0>]< MKXA\<:=I'B_P]X;5XY]3U69E,:M\T,:QLQ<_BN!TSGVKYQ^!'@*3XA?#37([ MC6)[6XCU1$AN&7S3$BA6<#)XW?+R#_".HZ[_`(MTS3H/VM/"%C%;Q$-:AKCY M`/-;RI?F;U.%'/THL,[7XZ^)M;\,>*_!`T75)X+?5=12VN;?",C)O0<9&1D$ M]^_TKV@$;NW^37SE^U?;2"]^'EMIKBTE_M#RX&0?ZILH%('L<=JD^/\`&?A_ MJO@+5_"TCV=PMZ;6?#LQND^0XDR?F_BSD$G=UH$?1!("Y.![GZ?Y]*%9&4,I M!7U'3M7S]K_BV37/VC3X=OK.]OM"T*U:4:?;1>8)9RBGS'3.&`#C&>`?>M#P MEINK1^-_'5I/H5]:>!M0LVO+9+N/8D=P`NX*F3MW$N>P^6@+'MSS11L@DDC4 MN=JAB!D^@]Z>",<8R/\`#_/I7R5\"?`$_P`0?A7>"YUFYM)EU-!%.4\TI$FU MF1=QXW,0,?#VFG[/HKVB3"SC^6)'$<+%E7H#EFZ8!R?:O?S&@E,H1?,V[=^T M9QGIGZ]J`/G&Y\2^)H/VBX_`P\2ZDVC[4S)B+SLFW#GG9C[Q/&*]'\(6GBW1 M_B9J&FZYK4VKZ#-IYN+.66%$*.)54JQ4`$@'VR.U>.Z_.T/[;%ILVG>\$;`C M/!M!73?MEW$MAX3T"]LI9(+K^T-GFQN5)7RV;'!Y&0#3&?0230M(R+(A9<;E M!!*YYYIW&.V>GZ?Y]*\CTOX70:=J-QX@FU.:Y@DT/[(]FZ8#R8#M,S`CU?+_PMU'Q&/V8M4N]!6ZOM5&H-E59FE>+>GF!3USLW#C)].:T?"OQ!\"^, M/$WAVWALKGPGK]M>))Y#ILBNN,&)BO#$DC!8`Y7WY`/9QXUTZ;X@)X5LY([B M]2UDNKHHV?L^"NU3VR=QX[8'K75KT%?,O@71]-_X:L\9V7V&V-HEKE8=@VC* M1$G'U)_.OII1A0!Z4QG%B0:3\59$EP+?7;!?+8]#/;L0R].ICD!_X`:P99)X M=.^)^M6TICU`2-;Q3*VUHDA@7;@CD8+NP]S79>-=!?7]*1;6?[-JEG,MW8W' M413J#MSZJE2^%/!E_!)J4TC6?BFT\V_MXU;9(8X]^T$$85VV8[``5K:_\-5\'_#ZW MU!X+/5I;)%DO['4B\\+,6&Z6.0`/&R@C+*,$+RN1760^([2RTK_A$6\#S"]D M0K'I4"(]G/&>Z9?^*O$_BF:R,6G6TFO6L.H2^8 MS!0MNQA#-GEE)`?8O'0%L'GO/`FEZUXK7PYJ'B*0R:;HLTT]K/+*K3:A-N>- M)F"\*H0G`ZY;L`,Y/A7X>VWCK1'U+6(XM*TZY+"UM-)D8-\CE4E>=LL^"-R` M809!P:]&U/4M+\!>&+"RMHGD9$2STZQB^:6YD`^5%'J<:NT9S>!+W0OBU<^-_#B1W M2:G;FVU"Q>3RF!RF)(V/!/R#(.._/:J^D^`M57QUX@\/\^M'?\?ZT`>4?L_^`M;^'6B:AI>L-93QW%R; MI9K>5C@[57:5*CLN/-%6"[6RC\FYM))A$G#3K4:=@# MR_4?`VI6OQ+M/'VBQ6C:A+:FTU+3WE(60$##QRXX887@@9`ZBNEGM=?O'O[Z M6"VAG:U-K:V1N3L&X@L\C!<9X4``'`!YYXZOKW^GZT?3J:`/+O@!X(UOX?>& M9]%UG[%*K3M.DUO*2>0!M*E1Z'G-9T?@'Q'%\=YO':)I[6,D'V;[.;AM^W8% MW`[<=@<5['].F:0].W3O_GVH&>/Z-X`\0V7QUU3QS*-/:QOHA;FW6=O,C4)& MF[[N#_J\XXZ]:]>E+B-C&`T@!VAC@$]AGFG]?S[\TG^?3UH$?/6I?"_QQ>_& M2#X@L-"26*2-Q8_:I"I"Q[,%]G7`SG%=/\<_`GB'XD>%=,TNVBTRTN(I5N9I M9;AG5'VD%$^3)Z]2!]*]>/OU]31GZ_3-`&?807$VAQVVH11P3-#Y+K#)O"\; M>#@?RKR#P!\.O%?A+P'KO@R)[+[/>RS&+5EE.Y(Y$"G]UC._CCYLBL.IR* MZ;Q1X(O/&E[X>EUG2-,L;S3;Z*\GU&"7?(XC.=B?*#ACC.[IZ$UZ=^7I_.@_ MY_S^5`'CDW@+Q!H_QJU?QCHB6EY::M:^4R2S^4]M)L50Q!!RORYXYYKUW3+8 MV>FVEJTC2&")(B[$DMM`&23R3Q4QX'T_PIXH`;WP?U_S[5@>)/#-MK4T%Y'/ M-I^L6PVV^H6V!)&#@E2#PZGNK`CZ=:W_`.,_04J?<7Z4`<+)?>*]-MGLM'3:3KZ>-H[:#1_',6A+<@(%AD*I8%/ MFM@0W'.5Z\<'.0*^IU^Z/HO\ZEH0S@[;4O%%W:PV/AWPQ%HEG$!%'<:K,H$: M#@;88RQ/&,!F7I6KX=\*PZ9>OJ>HW_I13FZK]?Z M4C=/Q%``.O\`GUI/X?\`/I_GTH_@_P"!?UH7[L?^>U.P`>A[4'JU"](_P_D: M#_JF_&D@#Z>_2C/^30_WO^^?YTY/N+]*`&_G1_+KC%!_B_WA_2FC_5-]/Z4, M!W'.>WK]:4=12#^'_>/]:'_C_P!W_&G8`'3`_P`\?Y]*4>W_`.JE?I^(_G35 MZ1_A_(T@#_/^?SHZ_CUHB^[^7\A0WWC_`,!_G3L`9SUQCZT4X??/T']::O\` MK/\`/M2`4?YQ2=.E`_A_WC_6A?\`EG_N_P"%&P![#/\`A3QTI@_U2_A3D^XO %TI@?_]D_ ` end