0001124194-20-000002.txt : 20200402
0001124194-20-000002.hdr.sgml : 20200402
20200402163543
ACCESSION NUMBER: 0001124194-20-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200401
FILED AS OF DATE: 20200402
DATE AS OF CHANGE: 20200402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CROWN SUSAN
CENTRAL INDEX KEY: 0001124194
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 20769505
MAIL ADDRESS:
STREET 1: 222 NORTH LASALLE STREET
STREET 2: SUITE 2000
CITY: CHICAGO
STATE: IL
ZIP: 60601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-04-01
0
0000073124
NORTHERN TRUST CORP
NTRS
0001124194
CROWN SUSAN
222 NORTH LASALLE STREET
SUITE 2000
CHICAGO
IL
60601
1
0
0
0
Common Stock Units
2020-04-01
4
A
0
34.91
73
A
25888.28
D
Common Stock
18400
D
Common Stock
4000
I
See ftn.
Common Stock
339696
I
See ftn.
Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.
Owned by various trusts of which the children of the Reporting Person are the beneficiaries.
Owned by a limited liability company, HCNI II LLC, of which trusts for the benefit of the Reporting Person and the children of the Reporting Person are members.
The Reporting Person disclaims beneficial ownership of the shares described in Footnotes 2 and 3, except to the extent of her beneficial ownership in the trusts and entity that own such shares.
/s/ Susan Crown
2020-04-02