0000895813-14-000209.txt : 20140801 0000895813-14-000209.hdr.sgml : 20140801 20140801172022 ACCESSION NUMBER: 0000895813-14-000209 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140730 FILED AS OF DATE: 20140801 DATE AS OF CHANGE: 20140801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Potter Stephen N CENTRAL INDEX KEY: 0001378549 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 141010916 MAIL ADDRESS: STREET 1: 50 S. LA SALLE ST. CITY: CHICAGO STATE: IL ZIP: 60603 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-07-30 0000073124 NORTHERN TRUST CORP NTRS 0001378549 Potter Stephen N 50 SOUTH LA SALLE STREET CHICAGO IL 60603 0 1 0 0 President / Asset Management Common Stock 2014-07-30 4 S 0 8000 68.00 D 22858 I By Trust Common Stock 2014-07-31 4 M 0 58836 50.99 A 81694 I By Trust Common Stock 2014-07-31 4 S 0 58836 67.1649 D 22858 I By Trust Common Stock 45857 D Common Stock 1270 I Spouse as Trustee for Son Common Stock 1270 I Spouse as Trustee for Daughter Common Stock 8336.81 I 401(k) as of 6-30-2014 Employee Stock Option (right-to-buy) 50.99 2014-07-31 4 M 0 58836 0 D 2020-02-15 Common Stock 58836 0 D This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. Price reflects the weighted average sales price from $67.00 to $67.33. Information regarding the number of shares sold at each separate price will be provided by the issuer upon request. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. These options became exercisable in four equal annual installments beginning on 2/15/2011. Darren C. Baker Attorney-in-Fact for Stephen N. Potter 2014-08-01