0000895813-14-000209.txt : 20140801
0000895813-14-000209.hdr.sgml : 20140801
20140801172022
ACCESSION NUMBER: 0000895813-14-000209
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140730
FILED AS OF DATE: 20140801
DATE AS OF CHANGE: 20140801
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Potter Stephen N
CENTRAL INDEX KEY: 0001378549
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05965
FILM NUMBER: 141010916
MAIL ADDRESS:
STREET 1: 50 S. LA SALLE ST.
CITY: CHICAGO
STATE: IL
ZIP: 60603
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-07-30
0000073124
NORTHERN TRUST CORP
NTRS
0001378549
Potter Stephen N
50 SOUTH LA SALLE STREET
CHICAGO
IL
60603
0
1
0
0
President / Asset Management
Common Stock
2014-07-30
4
S
0
8000
68.00
D
22858
I
By Trust
Common Stock
2014-07-31
4
M
0
58836
50.99
A
81694
I
By Trust
Common Stock
2014-07-31
4
S
0
58836
67.1649
D
22858
I
By Trust
Common Stock
45857
D
Common Stock
1270
I
Spouse as Trustee for Son
Common Stock
1270
I
Spouse as Trustee for Daughter
Common Stock
8336.81
I
401(k) as of 6-30-2014
Employee Stock Option (right-to-buy)
50.99
2014-07-31
4
M
0
58836
0
D
2020-02-15
Common Stock
58836
0
D
This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1.
Price reflects the weighted average sales price from $67.00 to $67.33. Information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
These options became exercisable in four equal annual installments beginning on 2/15/2011.
Darren C. Baker Attorney-in-Fact for Stephen N. Potter
2014-08-01