0000895813-14-000062.txt : 20140220 0000895813-14-000062.hdr.sgml : 20140220 20140220125846 ACCESSION NUMBER: 0000895813-14-000062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140218 FILED AS OF DATE: 20140220 DATE AS OF CHANGE: 20140220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRADKIN STEVEN L CENTRAL INDEX KEY: 0001214324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 14628585 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-02-18 0000073124 NORTHERN TRUST CORP NTRS 0001214324 FRADKIN STEVEN L 50 S. LA SALLE STREET CHICAGO IL 60603 0 1 0 0 President/C&IS Common Stock 2014-02-18 4 F 0 3838 62.07 D 58273 D Common Stock 72968 I By Trust Common Stock 984 I Spouse as trustee for Daughter Common Stock 984 I Spouse as trustee for Son Common Stock 9733.16 I 401(k) as of 12/31/13 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. On February 18, 2014, 11,874 already reported and vested stock units, granted on February 14, 2011, were distributed to the reporting person. 8,036 stock units were distributed to the reporting person as common stock of NTRS and 3,838 stock units were withheld in payment of Federal, State and Medicare taxes. Paul A. Bernacki, Attorney-in-Fact for Steven L. Fradkin 2014-02-20