0000895813-14-000048.txt : 20140212 0000895813-14-000048.hdr.sgml : 20140212 20140212190819 ACCESSION NUMBER: 0000895813-14-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140210 FILED AS OF DATE: 20140212 DATE AS OF CHANGE: 20140212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Potter Stephen N CENTRAL INDEX KEY: 0001378549 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 14602220 MAIL ADDRESS: STREET 1: 50 S. LA SALLE ST. CITY: CHICAGO STATE: IL ZIP: 60603 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-02-10 0000073124 NORTHERN TRUST CORP NTRS 0001378549 Potter Stephen N 50 SOUTH LA SALLE STREET CHICAGO IL 60603 0 1 0 0 President, Asset Management Common Stock 2014-02-10 4 A 0 8217 0 A 67537 D Common Stock 29611 I By Trust Common Stock 1270 I Spouse as Trustee for Son Common Stock 1270 I Spouse as Trustee for Daughter Common Stock 8335.35 I 401(k) as of 12/31/2013 Employee Stock Option (right-to-buy) 60.85 2014-02-10 4 A 0 24651 0 A 2024-02-10 Common Stock 24651 24651 D Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. This option becomes exercisable in four equal annual installments beginning on February 10, 2015. Paul A. Bernacki Attorney-in-Fact for Stephen N. Potter 2014-02-12