0000895813-14-000018.txt : 20140127 0000895813-14-000018.hdr.sgml : 20140127 20140127194727 ACCESSION NUMBER: 0000895813-14-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140124 FILED AS OF DATE: 20140127 DATE AS OF CHANGE: 20140127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WADDELL FREDERICK H CENTRAL INDEX KEY: 0001223690 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 14550318 MAIL ADDRESS: STREET 1: 50 S. LA SALLE ST. CITY: CHICAGO STATE: IL ZIP: 60675 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-01-24 0000073124 NORTHERN TRUST CORP NTRS 0001223690 WADDELL FREDERICK H 50 S. LASALLE STREET CHICAGO IL 60603 1 1 0 0 Chairman and CEO Common Stock 2014-01-24 4 M 0 75000 44.465 A 136744 I By Trust Common Stock 2014-01-24 4 S 0 75000 61.6609 D 69976 I By Trust Common Stock 62611 I GRAT Common Stock 256621 D Common Stock 120 D Common Stock 8710 I By Spouse Common Stock 32500.86 I 401(k) as of 12/31/2013 Employee Stock Option (right-to-buy) 44.465 2014-01-24 4 M 0 75000 0 D 2005-03-31 2015-02-15 Common stock 75000 0 D Price reflects the weighted average sales price from $61.50 to $62.18. Information regarding the number of shares sold at each separate price will be provided by the issuer upon request. On January 24, 2014, a distribution of 8,232 shares of the Corporation's common stock was made from one of two beneficially owned grantor retained annuity trusts into the reporting person's personal trust. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Paul A. Bernacki, Attorney-in-Fact for Frederick H. Waddell 2014-01-27