0000895813-14-000018.txt : 20140127
0000895813-14-000018.hdr.sgml : 20140127
20140127194727
ACCESSION NUMBER: 0000895813-14-000018
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140124
FILED AS OF DATE: 20140127
DATE AS OF CHANGE: 20140127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WADDELL FREDERICK H
CENTRAL INDEX KEY: 0001223690
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05965
FILM NUMBER: 14550318
MAIL ADDRESS:
STREET 1: 50 S. LA SALLE ST.
CITY: CHICAGO
STATE: IL
ZIP: 60675
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-01-24
0000073124
NORTHERN TRUST CORP
NTRS
0001223690
WADDELL FREDERICK H
50 S. LASALLE STREET
CHICAGO
IL
60603
1
1
0
0
Chairman and CEO
Common Stock
2014-01-24
4
M
0
75000
44.465
A
136744
I
By Trust
Common Stock
2014-01-24
4
S
0
75000
61.6609
D
69976
I
By Trust
Common Stock
62611
I
GRAT
Common Stock
256621
D
Common Stock
120
D
Common Stock
8710
I
By Spouse
Common Stock
32500.86
I
401(k) as of 12/31/2013
Employee Stock Option (right-to-buy)
44.465
2014-01-24
4
M
0
75000
0
D
2005-03-31
2015-02-15
Common stock
75000
0
D
Price reflects the weighted average sales price from $61.50 to $62.18. Information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
On January 24, 2014, a distribution of 8,232 shares of the Corporation's common stock was made from one of two beneficially owned grantor retained annuity trusts into the reporting person's personal trust.
Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Paul A. Bernacki, Attorney-in-Fact for Frederick H. Waddell
2014-01-27