0000895813-13-000205.txt : 20130722
0000895813-13-000205.hdr.sgml : 20130722
20130722171241
ACCESSION NUMBER: 0000895813-13-000205
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130719
FILED AS OF DATE: 20130722
DATE AS OF CHANGE: 20130722
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MORRISON WILLIAM L
CENTRAL INDEX KEY: 0001188084
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05965
FILM NUMBER: 13979747
MAIL ADDRESS:
STREET 1: 50 S LA SALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60675
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-07-19
0000073124
NORTHERN TRUST CORP
NTRS
0001188084
MORRISON WILLIAM L
50 SOUTH LASALLE STREET
CHICAGO
IL
60603
0
1
0
0
President & COO
Common Stock
2013-07-19
4
M
0
90000
49.12
A
152407.6246
D
Common Stock
2013-07-19
4
S
0
90000
59.1044
D
62407.6246
D
Common Stock
78083
D
Common Stock
202.735
I
By Son
Common Stock
1200
I
By Spouse
Common Stock
148
I
By Son
Common Stock
2546.82
I
401(k)
Employee Stock Option (right-to-buy)
49.12
2013-07-19
4
M
0
90000
0
D
2014-02-17
Common Stock
90000
0
D
The price in Column 4 is the weighted average price. The prices actually received ranged from $58.95 to $59.39. Upon request, the reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price within this range.
Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
As of 06/30/13.
This option became exercisable in four annual installments beginning 2/17/2005.
Paul A. Bernacki, Attorney-in-Fact for William L. Morrison
2013-07-22