0000895813-13-000205.txt : 20130722 0000895813-13-000205.hdr.sgml : 20130722 20130722171241 ACCESSION NUMBER: 0000895813-13-000205 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130719 FILED AS OF DATE: 20130722 DATE AS OF CHANGE: 20130722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORRISON WILLIAM L CENTRAL INDEX KEY: 0001188084 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 13979747 MAIL ADDRESS: STREET 1: 50 S LA SALLE ST CITY: CHICAGO STATE: IL ZIP: 60675 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-07-19 0000073124 NORTHERN TRUST CORP NTRS 0001188084 MORRISON WILLIAM L 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 President & COO Common Stock 2013-07-19 4 M 0 90000 49.12 A 152407.6246 D Common Stock 2013-07-19 4 S 0 90000 59.1044 D 62407.6246 D Common Stock 78083 D Common Stock 202.735 I By Son Common Stock 1200 I By Spouse Common Stock 148 I By Son Common Stock 2546.82 I 401(k) Employee Stock Option (right-to-buy) 49.12 2013-07-19 4 M 0 90000 0 D 2014-02-17 Common Stock 90000 0 D The price in Column 4 is the weighted average price. The prices actually received ranged from $58.95 to $59.39. Upon request, the reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price within this range. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. As of 06/30/13. This option became exercisable in four annual installments beginning 2/17/2005. Paul A. Bernacki, Attorney-in-Fact for William L. Morrison 2013-07-22