0000895813-13-000201.txt : 20130718
0000895813-13-000201.hdr.sgml : 20130718
20130718155825
ACCESSION NUMBER: 0000895813-13-000201
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130716
FILED AS OF DATE: 20130718
DATE AS OF CHANGE: 20130718
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Potter Stephen N
CENTRAL INDEX KEY: 0001378549
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05965
FILM NUMBER: 13974883
MAIL ADDRESS:
STREET 1: 50 S. LA SALLE ST.
CITY: CHICAGO
STATE: IL
ZIP: 60603
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-07-16
0000073124
NORTHERN TRUST CORP
NTRS
0001378549
Potter Stephen N
50 SOUTH LA SALLE STREET
CHICAGO
IL
60603
0
1
0
0
President NTGI
Common Stock
2013-07-16
4
M
0
1150
52.095
A
34061
I
By Trust
Common Stock
2013-07-16
4
S
0
1150
62.00
D
32911
I
By Trust
Common Stock
59640
D
Common Stock
1270
I
Spouse as Trustee for Son
Common Stock
1270
I
Spouse as Trustee for Daughter
Common Stock
8339.76
I
401(k)
Employee Stock Option (right-to-buy)
52.095
2013-07-16
4
M
0
1150
0
D
2007-02-21
2016-02-21
Common Stock
1150
23030
D
This option was exercised pursuant to a written plan adopted in accordance with SEC Rule 10b5-1.
This sale was made pursuant to a written plan adopted in accordance with SEC Rule 10b5-1.
Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
as of 6-30-13
Paul A. Bernacki Attorney-in-Fact for Stephen N. Potter
2013-07-18