0000895813-13-000201.txt : 20130718 0000895813-13-000201.hdr.sgml : 20130718 20130718155825 ACCESSION NUMBER: 0000895813-13-000201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130716 FILED AS OF DATE: 20130718 DATE AS OF CHANGE: 20130718 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Potter Stephen N CENTRAL INDEX KEY: 0001378549 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 13974883 MAIL ADDRESS: STREET 1: 50 S. LA SALLE ST. CITY: CHICAGO STATE: IL ZIP: 60603 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-07-16 0000073124 NORTHERN TRUST CORP NTRS 0001378549 Potter Stephen N 50 SOUTH LA SALLE STREET CHICAGO IL 60603 0 1 0 0 President NTGI Common Stock 2013-07-16 4 M 0 1150 52.095 A 34061 I By Trust Common Stock 2013-07-16 4 S 0 1150 62.00 D 32911 I By Trust Common Stock 59640 D Common Stock 1270 I Spouse as Trustee for Son Common Stock 1270 I Spouse as Trustee for Daughter Common Stock 8339.76 I 401(k) Employee Stock Option (right-to-buy) 52.095 2013-07-16 4 M 0 1150 0 D 2007-02-21 2016-02-21 Common Stock 1150 23030 D This option was exercised pursuant to a written plan adopted in accordance with SEC Rule 10b5-1. This sale was made pursuant to a written plan adopted in accordance with SEC Rule 10b5-1. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. as of 6-30-13 Paul A. Bernacki Attorney-in-Fact for Stephen N. Potter 2013-07-18