0000895813-13-000195.txt : 20130708 0000895813-13-000195.hdr.sgml : 20130708 20130708150414 ACCESSION NUMBER: 0000895813-13-000195 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130705 FILED AS OF DATE: 20130708 DATE AS OF CHANGE: 20130708 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohodes Jeffrey D. CENTRAL INDEX KEY: 0001514798 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 13957294 MAIL ADDRESS: STREET 1: 50 S LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60603 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-07-05 0000073124 NORTHERN TRUST CORP NTRS 0001514798 Cohodes Jeffrey D. 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 ExecutiveVP/Chief Risk Officer Common Stock 2013-07-05 4 M 0 5000 49.12 A 16719 D Common Stock 2013-07-05 4 S 0 5000 59.80 D 11719 D Common Stock 28563 D Common Stock 3816.53 I 401(k) Employee Stock Option (right-to-buy) 49.12 2013-07-05 4 M 0 5000 0 D 2014-02-17 Common Stock 5000 10000 D This option was exercised pursuant to a written plan adopted in accordance with SEC Rule 10b5-1. This sale was made pursuant to a written plan adopted in accordance with SEC Rule 10b5-1. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. as of 06/30/13 This option became exercisable in four annual installments beginning 2/17/2005. Paul A. Bernacki, Attorney-In-Fact for Jeffrey D. Cohodes 2013-07-08