0000895813-13-000195.txt : 20130708
0000895813-13-000195.hdr.sgml : 20130708
20130708150414
ACCESSION NUMBER: 0000895813-13-000195
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130705
FILED AS OF DATE: 20130708
DATE AS OF CHANGE: 20130708
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cohodes Jeffrey D.
CENTRAL INDEX KEY: 0001514798
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05965
FILM NUMBER: 13957294
MAIL ADDRESS:
STREET 1: 50 S LASALLE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60603
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-07-05
0000073124
NORTHERN TRUST CORP
NTRS
0001514798
Cohodes Jeffrey D.
50 SOUTH LASALLE STREET
CHICAGO
IL
60603
0
1
0
0
ExecutiveVP/Chief Risk Officer
Common Stock
2013-07-05
4
M
0
5000
49.12
A
16719
D
Common Stock
2013-07-05
4
S
0
5000
59.80
D
11719
D
Common Stock
28563
D
Common Stock
3816.53
I
401(k)
Employee Stock Option (right-to-buy)
49.12
2013-07-05
4
M
0
5000
0
D
2014-02-17
Common Stock
5000
10000
D
This option was exercised pursuant to a written plan adopted in accordance with SEC Rule 10b5-1.
This sale was made pursuant to a written plan adopted in accordance with SEC Rule 10b5-1.
Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
as of 06/30/13
This option became exercisable in four annual installments beginning 2/17/2005.
Paul A. Bernacki, Attorney-In-Fact for Jeffrey D. Cohodes
2013-07-08