0000895813-13-000171.txt : 20130517 0000895813-13-000171.hdr.sgml : 20130517 20130517192955 ACCESSION NUMBER: 0000895813-13-000171 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130517 FILED AS OF DATE: 20130517 DATE AS OF CHANGE: 20130517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: St Clair Joyce CENTRAL INDEX KEY: 0001393081 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 13856489 MAIL ADDRESS: STREET 1: 50 S LA SALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-05-17 0000073124 NORTHERN TRUST CORP NTRS 0001393081 St Clair Joyce 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 President/O & T Common Stock 2013-05-17 4 M 0 5000 44.465 A 32061 I By Trust Common Stock 2013-05-17 4 S 0 5000 58.00 D 27061 I By Trust Common Stock 42840 D Common Stock 5111.87 I 401(k) Employee Stock Option (right-to-buy) 44.465 2013-05-17 4 M 0 5000 0 D 2005-03-31 2015-02-15 Common Stock 5000 5000 D This option exercise was made pursuant to a written plan adopted in accordance with SEC Rule 10b5-1. This sale was made pursuant to a written plan adopted in accordance with SEC Rule 10b5-1. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock as of 03-31-2013 Paul A. Bernacki, Attorney-in-Fact for Joyce St. Clair 2013-05-17