0000895813-13-000169.txt : 20130517 0000895813-13-000169.hdr.sgml : 20130517 20130517192310 ACCESSION NUMBER: 0000895813-13-000169 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130517 FILED AS OF DATE: 20130517 DATE AS OF CHANGE: 20130517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bowman Biff CENTRAL INDEX KEY: 0001548048 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 13856473 MAIL ADDRESS: STREET 1: 50 S. LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-05-17 0000073124 NORTHERN TRUST CORP NTRS 0001548048 Bowman Biff 50 S. LASALLE STREET CHICAGO IL 60603 0 1 0 1 Executive Vice President & Head of Human Resources Common Stock 2013-05-17 4 M 0 6000 44.465 A 17122 D Common Stock 2013-05-17 4 S 0 6000 58.25 D 11122 D Common Stock 29697 D Common Stock 545.33 I 401(k) Employee's Stock Option (right-to-buy) 44.465 2013-05-17 4 M 0 6000 0 D 2005-03-31 2015-02-15 Common Stock 6000 0 D This option exercise was made pursuant to a written plan adopted in accordance with SEC Rule 10b5-1. This sale was made pursuant to a written plan adopted in accordance with SEC Rule 10b5-1. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. as of 03/31/13 Paul A. Bernacki, Attorney-in-Fact for S. Biff Bowman 2013-05-17