0000895813-13-000131.txt : 20130419 0000895813-13-000131.hdr.sgml : 20130419 20130419174525 ACCESSION NUMBER: 0000895813-13-000131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130418 FILED AS OF DATE: 20130419 DATE AS OF CHANGE: 20130419 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRADKIN STEVEN L CENTRAL INDEX KEY: 0001214324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 13772411 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-04-18 0000073124 NORTHERN TRUST CORP NTRS 0001214324 FRADKIN STEVEN L 50 S. LA SALLE STREET CHICAGO IL 60603 0 1 0 0 President/C&IS Common Stock 2013-04-18 4 M 0 16666 49.12 A 83566 I By Trust Common Stock 2013-04-18 4 S 0 16666 52.2467 D 65820 I By Trust Common Stock 62250 D Common Stock 540 I Spouse as trustee for Daughter Common Stock 540 I Spouse as trustee for Son Common Stock 9542.62 I 401(k) Employee Stock Option (right-to-buy) 49.12 2013-04-18 4 M 0 16666 0 D 2014-02-17 Common Stock 16666 33334 D The price in Column 4 is the weighted average price. The prices actually received ranged from $51.97 to $52.55. Upon request, the reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price within this range. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. as of 12/31/2012 The option became exercisable in four equal annual installments beginning February 17, 2005 Paul A. Bernacki, Attorney-in-Fact for Steven L. Fradkin 2013-04-19