0000895813-13-000131.txt : 20130419
0000895813-13-000131.hdr.sgml : 20130419
20130419174525
ACCESSION NUMBER: 0000895813-13-000131
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130418
FILED AS OF DATE: 20130419
DATE AS OF CHANGE: 20130419
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRADKIN STEVEN L
CENTRAL INDEX KEY: 0001214324
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05965
FILM NUMBER: 13772411
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-04-18
0000073124
NORTHERN TRUST CORP
NTRS
0001214324
FRADKIN STEVEN L
50 S. LA SALLE STREET
CHICAGO
IL
60603
0
1
0
0
President/C&IS
Common Stock
2013-04-18
4
M
0
16666
49.12
A
83566
I
By Trust
Common Stock
2013-04-18
4
S
0
16666
52.2467
D
65820
I
By Trust
Common Stock
62250
D
Common Stock
540
I
Spouse as trustee for Daughter
Common Stock
540
I
Spouse as trustee for Son
Common Stock
9542.62
I
401(k)
Employee Stock Option (right-to-buy)
49.12
2013-04-18
4
M
0
16666
0
D
2014-02-17
Common Stock
16666
33334
D
The price in Column 4 is the weighted average price. The prices actually received ranged from $51.97 to $52.55. Upon request, the reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price within this range.
Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
as of 12/31/2012
The option became exercisable in four equal annual installments beginning February 17, 2005
Paul A. Bernacki, Attorney-in-Fact for Steven L. Fradkin
2013-04-19