0000895813-13-000103.txt : 20130412 0000895813-13-000103.hdr.sgml : 20130412 20130412153857 ACCESSION NUMBER: 0000895813-13-000103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130411 FILED AS OF DATE: 20130412 DATE AS OF CHANGE: 20130412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WELSH KELLY R CENTRAL INDEX KEY: 0001188087 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 13758668 MAIL ADDRESS: STREET 1: 50 S LA SALLE ST CITY: CHICAGO STATE: IL ZIP: 60675 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-04-11 0000073124 NORTHERN TRUST CORP NTRS 0001188087 WELSH KELLY R 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 EVP & General Counsel Common Stock 2013-04-11 4 M 0 27500 49.12 A 73865 I By Trust Commoon Stock 2013-04-11 4 S 0 27500 55.95 D 46365 I By Trust Common Stock 41179 D Common Stock 699.68 I By 401(k) Employee Stock Option (right-to-buy) 49.12 2013-04-11 4 M 0 27500 0 D 2014-02-17 Common Stock 27500 27500 D This option exercise was made pursuant to a written plan adopted in accordance with SEC Rule 10b5-1. This sale was made pursuant to a written plan adopted in accordance with SEC Rule 10b5-1. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. as of 03/31/2013 The option became exercisable in four equal annual installments beginning February 17, 2005. Paul A. Bernacki, Attorney-in-Fact for Kelly R. Welsh 2013-04-12