0000895813-13-000046.txt : 20130213 0000895813-13-000046.hdr.sgml : 20130213 20130213170808 ACCESSION NUMBER: 0000895813-13-000046 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130206 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: St Clair Joyce CENTRAL INDEX KEY: 0001393081 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 13604327 MAIL ADDRESS: STREET 1: 50 S LA SALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4/A 1 edgar.xml PRIMARY DOCUMENT X0306 4/A 2013-02-06 2013-02-08 0000073124 NORTHERN TRUST CORP NTRS 0001393081 St Clair Joyce 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 President/O & T Common Stock 2013-02-06 4 M 0 5000 49.12 A 26414 I By Trust Common Stock 2013-02-06 4 S 0 5000 52.00 D 21414 I By Trust Employee Stock Option (right-to-buy) 49.12 2013-02-06 4 M 0 5000 0 D 2014-02-17 Common Stock 5000 15000 D This option exercise was made pursuant to a written plan adopted in accordance with SEC Rule 10b5-1. This sale was made pursuant to a written plan adopted in accordance with SEC Rule 10b5-1. This option became excercisable in four annual installments beginning 2/17/2005. Paul A. Bernacki, Attorney-in-Fact for Joyce St. Clair 2013-02-13