0000895813-13-000036.txt : 20130213 0000895813-13-000036.hdr.sgml : 20130213 20130213163730 ACCESSION NUMBER: 0000895813-13-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130211 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRADKIN STEVEN L CENTRAL INDEX KEY: 0001214324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 13603774 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-02-11 0000073124 NORTHERN TRUST CORP NTRS 0001214324 FRADKIN STEVEN L 50 S. LA SALLE STREET CHICAGO IL 60603 0 1 0 0 President/C&IS Common Stock 2013-02-11 4 A 0 9490 0 A 72056 D Common Stock 59186 I By Trust Common Stock 540 I Spouse as trustee for Daughter Common Stock 540 I Spouse as trustee for Son Common Stock 9542 I 401(k) Employee Stock Option (right-to-buy) 52.69 2013-02-11 4 A 0 28469 0 A 2023-02-11 Common Stock 28469 28469 D Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. as of 12/31/2012 The option becomes exercisable in four annual installments: 7,118 on February 11, 2014; 7,117 on February 11, 2015; 7,117 on February 11, 2016; and 7,117 on February 11, 2017. Paul A. Bernacki, Attorney-in-Fact for Steven L. Fradkin 2013-02-13