0000895813-13-000019.txt : 20130129
0000895813-13-000019.hdr.sgml : 20130129
20130129151516
ACCESSION NUMBER: 0000895813-13-000019
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130128
FILED AS OF DATE: 20130129
DATE AS OF CHANGE: 20130129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOEN TIMOTHY P
CENTRAL INDEX KEY: 0001188083
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05965
FILM NUMBER: 13555064
MAIL ADDRESS:
STREET 1: 50 S LA SALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60675
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-01-28
0000073124
NORTHERN TRUST CORP
NTRS
0001188083
MOEN TIMOTHY P
50 SOUTH LASALLE STREET
CHICAGO
IL
60603
0
1
0
1
Executive Vice President
& Chief Administrative Officer
Common Stock
2013-01-28
4
M
0
55000
47.72
A
90346
I
By Trust
Common Stock
2013-01-28
4
M
0
45000
44.465
A
135346
I
By Trust
Common Stock
2013-01-28
4
S
0
100000
51.6269
D
35346
I
By Trust
Common Stock
41685
D
Common Stock
5.79
I
401(k)
Employee Stock Option (right to buy)
49.12
2013-01-28
4
M
0
55000
0
D
2014-02-17
Common Stock
55000
0
D
Employee Stock Option (right to buy)
44.465
2013-01-28
4
M
0
45000
0
D
2005-03-31
2015-02-15
Common Stock
45000
0
D
The price in Column 4 is the weighted average price. The prices actually received ranged from $51.52 to $51.83. Upon request, the reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price within this range.
Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
as of 12/31/2012
The option became exercisable in four equal annual installments beginning February 17, 2005.
Paul A. Bernacki, Attorney-in-Fact for Timothy P. Moen
2013-01-29