0000895813-13-000019.txt : 20130129 0000895813-13-000019.hdr.sgml : 20130129 20130129151516 ACCESSION NUMBER: 0000895813-13-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130128 FILED AS OF DATE: 20130129 DATE AS OF CHANGE: 20130129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOEN TIMOTHY P CENTRAL INDEX KEY: 0001188083 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 13555064 MAIL ADDRESS: STREET 1: 50 S LA SALLE ST CITY: CHICAGO STATE: IL ZIP: 60675 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-01-28 0000073124 NORTHERN TRUST CORP NTRS 0001188083 MOEN TIMOTHY P 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 1 Executive Vice President & Chief Administrative Officer Common Stock 2013-01-28 4 M 0 55000 47.72 A 90346 I By Trust Common Stock 2013-01-28 4 M 0 45000 44.465 A 135346 I By Trust Common Stock 2013-01-28 4 S 0 100000 51.6269 D 35346 I By Trust Common Stock 41685 D Common Stock 5.79 I 401(k) Employee Stock Option (right to buy) 49.12 2013-01-28 4 M 0 55000 0 D 2014-02-17 Common Stock 55000 0 D Employee Stock Option (right to buy) 44.465 2013-01-28 4 M 0 45000 0 D 2005-03-31 2015-02-15 Common Stock 45000 0 D The price in Column 4 is the weighted average price. The prices actually received ranged from $51.52 to $51.83. Upon request, the reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price within this range. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. as of 12/31/2012 The option became exercisable in four equal annual installments beginning February 17, 2005. Paul A. Bernacki, Attorney-in-Fact for Timothy P. Moen 2013-01-29