0000895813-12-000187.txt : 20121221 0000895813-12-000187.hdr.sgml : 20121221 20121221173246 ACCESSION NUMBER: 0000895813-12-000187 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121221 FILED AS OF DATE: 20121221 DATE AS OF CHANGE: 20121221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH DAVID BYRON JR CENTRAL INDEX KEY: 0001478669 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 121282849 MAIL ADDRESS: STREET 1: 3600 WEST LAKE AVENUE CITY: GLENVIEW STATE: IL ZIP: 60026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-12-21 0000073124 NORTHERN TRUST CORP NTRS 0001478669 SMITH DAVID BYRON JR 50 SOUTH LASALLE STREET CHICAGO IL 60603 1 0 0 0 Common Stock 2012-12-21 5 G 0 1704 0 A 1704 I By Trust Common Stock 1920.2 D Common Stock 15474 D Common Stock 1362880 I By Trust Common Stock 1622 I By Trust Common Stock 1622 I By Trust Common Stock 1622 I By Trust Shares are held in a trust established for the benefit of reporting person's minor children, of which the reporting person is a co-trustee and shares investment control. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. These shares are held in a trust of which reporting person has a partial direct pecuniary interest. Shares are held in a trust established for the benefit of reporting person's minor child, of which the reporting person is a co-trustee. Shares are held in a trust established for the benefit of reporting person's minor child, of which the reporting person is a co-trustee. Shares are held in a trust established for the benefit of reporting person's minor child, of which the reporting person is a co-trustee. Paul A. Bernacki, Attorney-in-Fact for David H.B. Smith, Jr. 2012-12-21