0000895813-12-000160.txt : 20121023 0000895813-12-000160.hdr.sgml : 20121023 20121023181848 ACCESSION NUMBER: 0000895813-12-000160 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121019 FILED AS OF DATE: 20121023 DATE AS OF CHANGE: 20121023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOEN TIMOTHY P CENTRAL INDEX KEY: 0001188083 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 121157215 MAIL ADDRESS: STREET 1: 50 S LA SALLE ST CITY: CHICAGO STATE: IL ZIP: 60675 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-10-19 0000073124 NORTHERN TRUST CORP NTRS 0001188083 MOEN TIMOTHY P 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 EVP HR & Administration Common Stock 2012-10-19 4 F 0 1893 47.72 D 41685 D Common Stock 2012-10-19 4 J 0 31221 47.72 A 35346 I By Trust Common Stock 0 I GRAT Common Stock 5 I 401(k) Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. On October 19, 2012, 6,018 already reported and vested stock units, granted on July 21, 2009, were distributed to the reporting person, 4,125 stock units were distributed to the reporting person as common stock of NTRS; and 1,893 stock units were withheld in payment of Federal, State and Medicare taxes. Represents common stock of NTRS which became indirectly owned by the reporting person's trust through a substitution of assets in the reporting person's GRAT. The reporting person has a beneficial ownership in this trust. as of 09/30/2012 Paul A. Bernacki, Attorney-in-Fact for Timothy P. Moen 2012-10-23