0000895813-12-000103.txt : 20120503 0000895813-12-000103.hdr.sgml : 20120503 20120503101050 ACCESSION NUMBER: 0000895813-12-000103 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120501 FILED AS OF DATE: 20120503 DATE AS OF CHANGE: 20120503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kukla Richard D. CENTRAL INDEX KEY: 0001548046 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 12807939 MAIL ADDRESS: STREET 1: 50 S. LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 3 1 edgar.xml PRIMARY DOCUMENT X0205 3 2012-05-01 0 0000073124 NORTHERN TRUST CORP NTRS 0001548046 Kukla Richard D. 50 S. LASALLE STREET CHICAGO IL 60603 0 1 0 0 Controller Common Stock 3843 D Common Stock 29486 D Common Stock 10451 I 401(k) Employee Stock Option (right-to-buy) 52.30 2012-05-20 Common Stock 1668 D Employee Stock Option (right-to-buy) 52.30 2012-05-20 Common Stock 3332 D Employee Stock Option (right-to-buy) 32.615 2013-02-18 Common Stock 1892 D Employee Stock Option (right-to-buy) 32.615 2013-02-18 Common Stock 344 D Employee Stock Option (right-to-buy) 49.12 2014-02-17 Common Stock 4500 D Employee Stock Option (right-to-buy) 44.465 2015-02-15 Common Stock 4500 D Employee Stock Option (right-to-buy) 52.095 2016-02-21 Common Stock 1152 D Employee Stock Option (right-to-buy) 63.36 2017-02-20 Common Stock 1421 D Employee Stock Option (right-to-buy) 71.23 2018-02-19 Common Stock 1475 D Employee Stock Option (right-to-buy) 55.39 2019-02-16 Common Stock 2302 D Employee Stock Option (right-to-buy) 50.99 2020-02-15 Common Stock 2942 D Employee Stock Option (right-to-buy) 52.64 2021-02-14 Common Stock 2850 D Employee Stock Option (right-to-buy) 43.65 2022-02-13 Common Stock 2291 D Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. as of 3/31/12 This option became excercisable in three annual installments beginning 5/20/2003. This option became excercisable in three annual installments beginning 2/18/2004. This option became excercisable in four annual installments beginning 2/17/2005. This option became excercisable100% on March 31, 2005 This option became excercisable in four annual installments beginning 2/21/2007. This option became excercisable in four annual installments beginning 2/20/2008. This option became excercisable in four annual installments beginning 2/19/2009. This option became excercisable in four annual installments beginning 2/16/2010. This option became excercisable in four annual installments beginning 2/15/2011. This option became excercisable in four annual installments beginning 2/14/2012. This option became excercisable in four annual installments beginning 2/13/2013. Paul A. Bernacki, Attorney-in-Fact for Richard D. Kukla 2012-05-03 EX-24 2 ntrs_poakukla.txt POWER OF ATTORNEY WITH RESPECT TO FORMS 3,4and 5 The undersigned hereby constitutes and appoints each of (i)the secretary and any Assistant secretary of Northern Trust corporation, and (ii)Darren c. Baker, Paul A. Bernacki, and Carlen sellers of Schiff Hardin LLP, or any of the foregoing persons acting singly, and with full power of substitution, as the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Northern Trust corporation, a Delaware corporation (the "corporation"), Forms 3, 4, and 5 in accordance with section 16(a)of the securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to complete and execute any such Form 3, 4, or 5, complete and execute any amendment thereto, and file such Form with the united States securities and Exchange commission, through the use of EDGAR, the Electronic Data Gathering, Analysis, and Retrieval system, and with any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, re not assuming, nor is the corporation assuming, any of the undersigned's responsibilities to comply with section 16 of the securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Corporation, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this lst day of May, 2012. /s/Richard D. Kukla Section 16 POA