-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M9wzukByAEE6skL84TcmowUvMp+29WKx8/L+KXvFt/sUbH0NTo/ku50nUxCbcZsm fS2ImHHmDj00T0Hm+dQumA== 0000895813-11-000030.txt : 20110216 0000895813-11-000030.hdr.sgml : 20110216 20110216130412 ACCESSION NUMBER: 0000895813-11-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110214 FILED AS OF DATE: 20110216 DATE AS OF CHANGE: 20110216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRADKIN STEVEN L CENTRAL INDEX KEY: 0001214324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 11616760 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-02-14 0000073124 NORTHERN TRUST CORP NTRS 0001214324 FRADKIN STEVEN L 50 S. LA SALLE STREET CHICAGO IL 60603 0 1 0 0 EVP & President/C&IS Common Stock 2011-02-14 4 A 0 23747 0 A 68977 D Common Stock 55996 I By Trust Common Stock 9065 I 401(k) Employee Stock Option (right-to-buy) 52.64 2011-02-14 4 A 0 71239 0 A 2021-02-14 Common Stock 71239 71239 D Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. as of 12/31/2010 The option becomes exercisable in four annual installments: 17,810 on February 14, 2012; 17,810 on February 14, 2013; 17,810 on February 14, 2014; and 17,809 on February 14, 2015. Paul A. Bernacki Attorney-in-Fact for Steven L. Fradkin 2011-02-16 -----END PRIVACY-ENHANCED MESSAGE-----