-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lgo5fObaSrhmGCEfob2pqmz4E1Ui6ymkFOyTfD/TuwOo0l0EEV2a1NLwQU5ENABF XSVdLHBHLPcb+UT71zkIng== 0000895813-11-000013.txt : 20110121 0000895813-11-000013.hdr.sgml : 20110121 20110121154919 ACCESSION NUMBER: 0000895813-11-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110121 FILED AS OF DATE: 20110121 DATE AS OF CHANGE: 20110121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOEN TIMOTHY P CENTRAL INDEX KEY: 0001188083 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 11541423 MAIL ADDRESS: STREET 1: 50 S LA SALLE ST CITY: CHICAGO STATE: IL ZIP: 60675 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-01-21 0000073124 NORTHERN TRUST CORP NTRS 0001188083 MOEN TIMOTHY P 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 Executive Vice President Common Stock 2011-01-21 4 M 0 18847 48.755 A 50068 I By Trust Common Stock 2011-01-21 4 S 0 18847 52.8622 D 31221 I By Trust Common Stock 28706 D Common Stock 5 I 401(k) Employee Stock Option (right to buy) 48.755 2011-01-21 4 M 0 18847 0 D 2011-10-15 Common Stock 18847 0 D The price in Column 4 is a weighted average price. The prices actually received ranged from $52.81to $52.91. Upon request, the reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price within this range. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. as of 12/31/2010 Exercisable on 10/15/2002; 10/15/2003; and 10/15/2004 Paul A. Bernacki, Attorney-in-Fact for Timothy P. Moen 2011-01-21 -----END PRIVACY-ENHANCED MESSAGE-----