-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VNp/gW5Z2SgtY9mQrIp3FNUTsURYgNXOgDXGLBpPI1sz9j2musSDdbjaqQ95XRx0 i/FJFYyLHB/C9oOCzYxnvA== 0000895813-10-000158.txt : 20101026 0000895813-10-000158.hdr.sgml : 20101026 20101026190332 ACCESSION NUMBER: 0000895813-10-000158 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101025 FILED AS OF DATE: 20101026 DATE AS OF CHANGE: 20101026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRADKIN STEVEN L CENTRAL INDEX KEY: 0001214324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 101143255 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-10-25 0000073124 NORTHERN TRUST CORP NTRS 0001214324 FRADKIN STEVEN L 50 S. LA SALLE STREET CHICAGO IL 60603 0 1 0 0 EVP & President/C&IS Common Stock 2010-10-25 4 F 0 1253 48.125 D 47206 D Common Stock 2010-10-25 4 F 0 798 48.125 D 45230 D Common Stock 56296 I By Trust Common Stock 9029 I 401(k) Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. On October 25, 2010, 4,000 already reported and vested stock units, granted on February 15, 2005, were distributed to the reporting person, 2,747 stock units were distributed to the reporting person as common stock of NTRS; and 1,253 stock units were withheld in payment of Federal, State and Medicare taxes. On October 25, 2010, 3,200 already reported and vested stock units, granted on February 21, 2006, were distributed to the reporting person, 1,178 stock units were distributed to the reporting person as common stock of NTRS; 798 stock units were withheld in payment of Federal, State and Medicare taxes and 1,224 were deferred. as of 9/30/2010 Paul A. Bernacki Attorney-in-Fact for Steven L. Fradkin 2010-10-26 -----END PRIVACY-ENHANCED MESSAGE-----