-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, APkr8nR1e6q90kdVuBvbQDgn+qUoOMRakz4QQaQP2gNNcDAjo1SvT5nKuuZtlGgO ugwYK/c05vH4KNABFaJQBQ== 0000895813-07-000102.txt : 20071023 0000895813-07-000102.hdr.sgml : 20071023 20071023165413 ACCESSION NUMBER: 0000895813-07-000102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071019 FILED AS OF DATE: 20071023 DATE AS OF CHANGE: 20071023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH HAROLD B CENTRAL INDEX KEY: 0001187129 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 071186067 BUSINESS ADDRESS: BUSINESS PHONE: 847-657-4929 MAIL ADDRESS: STREET 1: C/O ILLINOIS TOOL WORKS INC STREET 2: 3600 W. LAKE AVENUE CITY: GLENVIEW STATE: IL ZIP: 60026-1215 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-10-19 0000073124 NORTHERN TRUST CORP NTRS 0001187129 SMITH HAROLD B 50 S. LA SALLE ST. CHICAGO IL 60603 1 0 0 0 Common Stock 2007-10-19 4 S 0 286 69.74 D 1173361 I By Trust Common Stock 2007-10-19 4 S 0 451 69.76 D 1172910 I By Trust Common Stock 2007-10-19 4 S 0 375 69.7649 D 1172535 I By Trust Common Stock 2007-10-19 4 S 0 726 69.7955 D 1171809 I By Trust Common Stock 2007-10-19 4 S 0 426 69.81 D 1171383 I By Trust Common Stock 2007-10-19 4 S 0 264 69.8125 D 1171119 I By Trust Common Stock 2007-10-19 4 S 0 198 69.8167 D 1170921 I By Trust Common Stock 2007-10-19 4 S 0 132 69.82 D 1170789 I By Trust Common Stock 2007-10-19 4 S 0 462 69.84 D 1170327 I By Trust Common Stock 2007-10-19 4 S 0 264 69.86 D 1170063 I By Trust Common Stock 2007-10-19 4 S 0 1254 69.9268 D 1168809 I By Trust Common Stock 2007-10-19 4 S 0 66 70.08 D 1168743 I By Trust Common Stock 2007-10-19 4 S 0 330 70.09 D 1168413 I By Trust Common Stock 2007-10-19 4 S 0 265 70.095 D 1168148 I By Trust Common Stock 2007-10-19 4 S 0 79 69.22 D 168272 I By Trust Common Stock 2007-10-19 4 S 0 79 69.2267 D 168193 I By Trust Common Stock 2007-10-19 4 S 0 158 69.23 D 168035 I By Trust Common Stock 2007-10-19 4 S 0 249 69.25 D 167786 I By Trust Common Stock 2007-10-19 4 S 0 440 69.2524 D 167346 I By Trust Common Stock 2007-10-19 4 S 0 317 69.26 D 167029 I By Trust Common Stock 2007-10-19 4 S 0 79 69.29 D 166950 I By Trust Common Stock 2007-10-19 4 S 0 211 69.30 D 166739 I By Trust Common Stock 2007-10-19 4 S 0 1028 69.3312 D 165711 I By Trust Common Stock 2007-10-19 4 S 0 264 69.338 D 165447 I By Trust Common Stock 2007-10-19 4 S 0 26 69.35 D 165421 I By Trust Common Stock 2007-10-19 4 S 0 58 69.37 D 165363 I By Trust Common Stock 2007-10-19 4 S 0 211 69.375 D 165152 I By Trust Common Stock 2007-10-19 4 S 0 132 69.38 D 165020 I By Trust Common Stock 2007-10-19 4 S 0 88 69.391 D 164932 I By Trust Reporting person is a co-trustee and has a contingent beneficial interest. This Form 4 is being filed as Part 3 and is continued on three additional Form 4s as Parts 4, 5 and 6. Paul A. Bernacki Attorney-in-Fact for Harold B. Smith 2007-10-23 -----END PRIVACY-ENHANCED MESSAGE-----