0000073124-23-000218.txt : 20231214 0000073124-23-000218.hdr.sgml : 20231214 20231214165742 ACCESSION NUMBER: 0000073124-23-000218 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231206 FILED AS OF DATE: 20231214 DATE AS OF CHANGE: 20231214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karpinski Jane CENTRAL INDEX KEY: 0001578478 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 231487751 MAIL ADDRESS: STREET 1: 50 SOUTH LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 3 1 wk-form3_1702591050.xml FORM 3 X0206 3 2023-12-06 0 0000073124 NORTHERN TRUST CORP NTRS 0001578478 Karpinski Jane 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 Executive Vice President Common Stock 14735 D Common Stock 53 I Employee Share Ownership Plan as of 9/30/2023 Includes 10,397 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Exhibit List: Exhibit 24 - Power of Attorney Bradley R. Gabriel, Attorney-in-Fact for Jane Karpinski 2023-12-14 EX-24 2 jkpoa.txt EX-24 POWER OF ATTORNEY The undersigned hereby constitutes and appoints each of Brad A. Kopetsky, Secretary of Northern Trust Corporation, a Delaware corporation (the "Corporation"), Deann M. Bogner, Assistant Secretary of the Corporation, Bradley R. Gabriel, Assistant Secretary of the Corporation, and David A. Serna, Assistant Secretary of the Corporation, as the undersigned's true and lawful attorneys-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an executive officer of Northern Trust Corporation, a Delaware corporation (the Corporation), Forms 3, 4, 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder and Form 144 under Rule 144 under the Securities Act of 1933; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, 5, or 144 and complete and execute any amendment or amendments thereto, and timely file any such form with the U.S. Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in- fact's discretion. The undersigned hereby grants to each such attorneys-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorneys-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause or have caused to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Corporation assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934 or Rule 144 of the Securities Act of 1933. This Power of Attorney shall supersede any power of attorney previously granted by the undersigned with respect to the subject matter herein and shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, 5 and 144 with respect to the undersigned's holdings of, and transactions in, securities issued by the Corporation, unless earlier revoked by the undersigned in a signed document delivered to the Corporation. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 12th day of December, 2023. /s/ Jane Karpinski Jane Karpinski