0000073124-23-000210.txt : 20231207
0000073124-23-000210.hdr.sgml : 20231207
20231207183956
ACCESSION NUMBER: 0000073124-23-000210
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231205
FILED AS OF DATE: 20231207
DATE AS OF CHANGE: 20231207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRADKIN STEVEN L
CENTRAL INDEX KEY: 0001214324
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 231473647
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
4
1
wk-form4_1701992386.xml
FORM 4
X0508
4
2023-12-05
0
0000073124
NORTHERN TRUST CORP
NTRS
0001214324
FRADKIN STEVEN L
50 SOUTH LA SALLE ST
CHICAGO
IL
60603
0
1
0
0
President/Wealth Management
0
Common Stock
2023-12-05
4
F
0
465
80.36
D
43976
D
Common Stock
126451
I
By Trust
Common Stock
52347
I
Gift Trust
Common Stock
13725
I
2022 GRAT
Common Stock
1762
I
Spouse as trustee for Daughter
Common Stock
1762
I
Spouse as trustee for Son
Common Stock
11741.18
I
401(k) as of 9-30-2023
Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.
Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Reflects the March 13, 2023 transfer of 9,915 shares held by the reporting person in a trust account into the reporting person's Gift Trust account.
Reflects the May 31, 2023 distribution of 33,025 shares from the reporting person's grantor retained annuity trust ("GRAT") to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.
The reporting person's spouse is trustee of this trust.
Bradley R. Gabriel, Attorney-in-Fact for Steven L. Fradkin
2023-12-07