0000073124-23-000210.txt : 20231207 0000073124-23-000210.hdr.sgml : 20231207 20231207183956 ACCESSION NUMBER: 0000073124-23-000210 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231205 FILED AS OF DATE: 20231207 DATE AS OF CHANGE: 20231207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRADKIN STEVEN L CENTRAL INDEX KEY: 0001214324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 231473647 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wk-form4_1701992386.xml FORM 4 X0508 4 2023-12-05 0 0000073124 NORTHERN TRUST CORP NTRS 0001214324 FRADKIN STEVEN L 50 SOUTH LA SALLE ST CHICAGO IL 60603 0 1 0 0 President/Wealth Management 0 Common Stock 2023-12-05 4 F 0 465 80.36 D 43976 D Common Stock 126451 I By Trust Common Stock 52347 I Gift Trust Common Stock 13725 I 2022 GRAT Common Stock 1762 I Spouse as trustee for Daughter Common Stock 1762 I Spouse as trustee for Son Common Stock 11741.18 I 401(k) as of 9-30-2023 Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Reflects the March 13, 2023 transfer of 9,915 shares held by the reporting person in a trust account into the reporting person's Gift Trust account. Reflects the May 31, 2023 distribution of 33,025 shares from the reporting person's grantor retained annuity trust ("GRAT") to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument. The reporting person's spouse is trustee of this trust. Bradley R. Gabriel, Attorney-in-Fact for Steven L. Fradkin 2023-12-07