0000073124-23-000208.txt : 20231207 0000073124-23-000208.hdr.sgml : 20231207 20231207183932 ACCESSION NUMBER: 0000073124-23-000208 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231205 FILED AS OF DATE: 20231207 DATE AS OF CHANGE: 20231207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Grady Michael CENTRAL INDEX KEY: 0001527742 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 231473645 MAIL ADDRESS: STREET 1: 50 S LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wk-form4_1701992362.xml FORM 4 X0508 4 2023-12-05 0 0000073124 NORTHERN TRUST CORP NTRS 0001527742 O'Grady Michael 50 SOUTH LA SALLE ST CHICAGO IL 60603 1 1 0 0 Chairman and CEO 0 Common Stock 2023-12-05 4 F 0 1282 80.36 D 66659 D Common Stock 199779 I By Trust Common Stock 0 I 2021 GRAT Common Stock 6755 I 2022 GRAT Common Stock 16866 I 2023 GRAT Common Stock 5459 I By Trust fbo Child 1 Common Stock 5460 I By Trust fbo Child 2 Common Stock 5460 I By Trust fbo Child 3 Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Reflects the May 18, 2023 distribution of 4,745 shares from the reporting person's 2021 Grantor Retained Annuity Trust ("GRAT") to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument. Reflects the May 18, 2023 distribution of 12,121 shares from the reporting person's 2022 GRAT to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument. Reflects the May 18, 2023 transfer of 16,866 shares of the Corporation's common stock into a newly created 2023 GRAT. The reporting person's spouse is trustee of this trust. Bradley R. Gabriel, Attorney-In-Fact for Michael G. O'Grady 2023-12-07