0000073124-23-000208.txt : 20231207
0000073124-23-000208.hdr.sgml : 20231207
20231207183932
ACCESSION NUMBER: 0000073124-23-000208
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231205
FILED AS OF DATE: 20231207
DATE AS OF CHANGE: 20231207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Grady Michael
CENTRAL INDEX KEY: 0001527742
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 231473645
MAIL ADDRESS:
STREET 1: 50 S LASALLE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
4
1
wk-form4_1701992362.xml
FORM 4
X0508
4
2023-12-05
0
0000073124
NORTHERN TRUST CORP
NTRS
0001527742
O'Grady Michael
50 SOUTH LA SALLE ST
CHICAGO
IL
60603
1
1
0
0
Chairman and CEO
0
Common Stock
2023-12-05
4
F
0
1282
80.36
D
66659
D
Common Stock
199779
I
By Trust
Common Stock
0
I
2021 GRAT
Common Stock
6755
I
2022 GRAT
Common Stock
16866
I
2023 GRAT
Common Stock
5459
I
By Trust fbo Child 1
Common Stock
5460
I
By Trust fbo Child 2
Common Stock
5460
I
By Trust fbo Child 3
Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.
Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Reflects the May 18, 2023 distribution of 4,745 shares from the reporting person's 2021 Grantor Retained Annuity Trust ("GRAT") to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.
Reflects the May 18, 2023 distribution of 12,121 shares from the reporting person's 2022 GRAT to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.
Reflects the May 18, 2023 transfer of 16,866 shares of the Corporation's common stock into a newly created 2023 GRAT.
The reporting person's spouse is trustee of this trust.
Bradley R. Gabriel, Attorney-In-Fact for Michael G. O'Grady
2023-12-07