0000073124-23-000198.txt : 20231101
0000073124-23-000198.hdr.sgml : 20231101
20231101170450
ACCESSION NUMBER: 0000073124-23-000198
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231031
FILED AS OF DATE: 20231101
DATE AS OF CHANGE: 20231101
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH DAVID BYRON JR
CENTRAL INDEX KEY: 0001478669
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 231369104
MAIL ADDRESS:
STREET 1: 155 HARLEM AVE.
CITY: GLENVIEW
STATE: IL
ZIP: 60025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
4
1
wk-form4_1698872681.xml
FORM 4
X0508
4
2023-10-31
0
0000073124
NORTHERN TRUST CORP
NTRS
0001478669
SMITH DAVID BYRON JR
50 SOUTH LA SALLE ST
CHICAGO
IL
60603
1
0
0
0
0
Common Stock
2023-10-31
4
G
0
3220
0
A
46307
I
By Trust
Common Stock
1855
D
Common Stock
15431
I
Revocable Trust
Common Stock
1704
I
By Trust
Common Stock
2125
I
By Trust fbo Child 1
Common Stock
2125
I
By Trust fbo Child 2
Common Stock
2125
I
By Trust fbo Child 3
Common Stock
1168080
I
By Trust
On October 31, 2023, a trust in which the reporting person has a partial direct pecuniary interest distributed 25,760 shares of the Corporation's common stock to such trust's beneficiaries, of which 3,220 shares were distributed to the reporting person.
Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Shares are held in a trust established for the benefit of reporting person and his children, of which the reporting person is a co-trustee and shares investment control.
Shares are held in a trust established for the benefit of one of the reporting person's children, of which the reporting person is a co-trustee and shares investment control.
These shares are held in a trust of which reporting person has a partial direct pecuniary interest.
Bradley R. Gabriel, Attorney-in-Fact for David H. B. Smith, Jr.
2023-11-01