0000073124-23-000061.txt : 20230303
0000073124-23-000061.hdr.sgml : 20230303
20230303194647
ACCESSION NUMBER: 0000073124-23-000061
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230301
FILED AS OF DATE: 20230303
DATE AS OF CHANGE: 20230303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRADKIN STEVEN L
CENTRAL INDEX KEY: 0001214324
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 23707030
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
4
1
wf-form4_167789079107326.xml
FORM 4
X0306
4
2023-03-01
0
0000073124
NORTHERN TRUST CORP
NTRS
0001214324
FRADKIN STEVEN L
50 SOUTH LA SALLE ST
CHICAGO
IL
60603
0
1
0
0
President/Wealth Management
Common Stock
2023-03-01
4
F
0
3895
94.49
D
44441
D
Common Stock
103341
I
By Trust
Common Stock
42432
I
Gift Trust
Common Stock
46750
I
2022 GRAT
Common Stock
1762
I
Spouse as trustee for Daughter
Common Stock
1762
I
Spouse as trustee for Son
Common Stock
11380.40
I
401(k) as of 12-31-2022
Reflects a correction to the number of shares withheld in payment of taxes on February 21, 2023, previously reported on a Form 4 filed February 23, 2023. The actual number of shares withheld in such transaction was 6,576, rather than the 5,046 shares originally reported, which resulted in a transfer of 8,268 shares to the reporting person's existing trust account on such date, rather than the 9,798 shares originally reported in footnote 2 of such filing.
Reflects 3,895 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 9,281 previously reported stock units. The remaining 5,386 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.
Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
The reporting person's spouse is trustee of this trust.
Bradley R. Gabriel, Attorney-in-Fact for Steven L. Fradkin
2023-03-03