0000073124-23-000061.txt : 20230303 0000073124-23-000061.hdr.sgml : 20230303 20230303194647 ACCESSION NUMBER: 0000073124-23-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230301 FILED AS OF DATE: 20230303 DATE AS OF CHANGE: 20230303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRADKIN STEVEN L CENTRAL INDEX KEY: 0001214324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 23707030 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_167789079107326.xml FORM 4 X0306 4 2023-03-01 0 0000073124 NORTHERN TRUST CORP NTRS 0001214324 FRADKIN STEVEN L 50 SOUTH LA SALLE ST CHICAGO IL 60603 0 1 0 0 President/Wealth Management Common Stock 2023-03-01 4 F 0 3895 94.49 D 44441 D Common Stock 103341 I By Trust Common Stock 42432 I Gift Trust Common Stock 46750 I 2022 GRAT Common Stock 1762 I Spouse as trustee for Daughter Common Stock 1762 I Spouse as trustee for Son Common Stock 11380.40 I 401(k) as of 12-31-2022 Reflects a correction to the number of shares withheld in payment of taxes on February 21, 2023, previously reported on a Form 4 filed February 23, 2023. The actual number of shares withheld in such transaction was 6,576, rather than the 5,046 shares originally reported, which resulted in a transfer of 8,268 shares to the reporting person's existing trust account on such date, rather than the 9,798 shares originally reported in footnote 2 of such filing. Reflects 3,895 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 9,281 previously reported stock units. The remaining 5,386 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. The reporting person's spouse is trustee of this trust. Bradley R. Gabriel, Attorney-in-Fact for Steven L. Fradkin 2023-03-03