0000073124-23-000038.txt : 20230223 0000073124-23-000038.hdr.sgml : 20230223 20230223195138 ACCESSION NUMBER: 0000073124-23-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230221 FILED AS OF DATE: 20230223 DATE AS OF CHANGE: 20230223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRADKIN STEVEN L CENTRAL INDEX KEY: 0001214324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 23661818 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_167719987804353.xml FORM 4 X0306 4 2023-02-21 0 0000073124 NORTHERN TRUST CORP NTRS 0001214324 FRADKIN STEVEN L 50 SOUTH LA SALLE ST CHICAGO IL 60603 0 1 0 0 President/Wealth Management Common Stock 2023-02-21 4 A 0 14844 0 A 57094 D Common Stock 2023-02-21 4 F 0 5046 94.70 D 42250 D Common Stock 2023-02-22 4 A 0 11472 0 A 53722 D Common Stock 99485 I By Trust Common Stock 42432 I Gift Trust Common Stock 46750 I 2022 GRAT Common Stock 1762 I Spouse as trustee for Daughter Common Stock 1762 I Spouse as trustee for Son Common Stock 11380.40 I 401(k) as of 12-31-2022 Includes 42,250 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Reflects the transfer of 9,798 shares directly held by the reporting person into the reporting person's existing trust account. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Reflects the May 26, 2022 transfer of 46,750 shares of the Corporation's common stock into a newly created grantor retained annuity trust. The reporting person's spouse is trustee of this trust. Bradley R. Gabriel, Attorney-in-Fact for Steven L. Fradkin 2023-02-23