0000073124-23-000038.txt : 20230223
0000073124-23-000038.hdr.sgml : 20230223
20230223195138
ACCESSION NUMBER: 0000073124-23-000038
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230221
FILED AS OF DATE: 20230223
DATE AS OF CHANGE: 20230223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRADKIN STEVEN L
CENTRAL INDEX KEY: 0001214324
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 23661818
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
4
1
wf-form4_167719987804353.xml
FORM 4
X0306
4
2023-02-21
0
0000073124
NORTHERN TRUST CORP
NTRS
0001214324
FRADKIN STEVEN L
50 SOUTH LA SALLE ST
CHICAGO
IL
60603
0
1
0
0
President/Wealth Management
Common Stock
2023-02-21
4
A
0
14844
0
A
57094
D
Common Stock
2023-02-21
4
F
0
5046
94.70
D
42250
D
Common Stock
2023-02-22
4
A
0
11472
0
A
53722
D
Common Stock
99485
I
By Trust
Common Stock
42432
I
Gift Trust
Common Stock
46750
I
2022 GRAT
Common Stock
1762
I
Spouse as trustee for Daughter
Common Stock
1762
I
Spouse as trustee for Son
Common Stock
11380.40
I
401(k) as of 12-31-2022
Includes 42,250 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Reflects the transfer of 9,798 shares directly held by the reporting person into the reporting person's existing trust account.
Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Reflects the May 26, 2022 transfer of 46,750 shares of the Corporation's common stock into a newly created grantor retained annuity trust.
The reporting person's spouse is trustee of this trust.
Bradley R. Gabriel, Attorney-in-Fact for Steven L. Fradkin
2023-02-23