0000073124-21-000302.txt : 20211210 0000073124-21-000302.hdr.sgml : 20211210 20211210181434 ACCESSION NUMBER: 0000073124-21-000302 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211209 FILED AS OF DATE: 20211210 DATE AS OF CHANGE: 20211210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: South Thomas A CENTRAL INDEX KEY: 0001751051 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 211486510 MAIL ADDRESS: STREET 1: 50 S LA SALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_163917806003380.xml FORM 4 X0306 4 2021-12-09 0 0000073124 NORTHERN TRUST CORP NTRS 0001751051 South Thomas A 50 SOUTH LA SALLE ST CHICAGO IL 60603 0 1 0 0 Executive Vice President Common Stock 2021-12-09 4 S 0 2000 118.22 D 20621 D Common Stock 2870.16 I 401(k) as of 9-30-2021 Price reflects the weighted average sales price from $118.19 to $118.32. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Includes 13,636 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Reflects a correction to the number of shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,320 stock units on March 1, 2021, previously reported on a Form 4 filed March 3, 2021. The actual number of shares withheld in such transaction was 1,249, rather than the 1,261 originally reported. David A. Serna, Attorney-in-Fact for Thomas A. South 2021-12-10