0000073124-21-000291.txt : 20211207 0000073124-21-000291.hdr.sgml : 20211207 20211207191824 ACCESSION NUMBER: 0000073124-21-000291 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211203 FILED AS OF DATE: 20211207 DATE AS OF CHANGE: 20211207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRADKIN STEVEN L CENTRAL INDEX KEY: 0001214324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 211477286 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_163892268815469.xml FORM 4 X0306 4 2021-12-03 0 0000073124 NORTHERN TRUST CORP NTRS 0001214324 FRADKIN STEVEN L 50 SOUTH LA SALLE ST CHICAGO IL 60603 0 1 0 0 President/Wealth Management Common Stock 2021-12-03 4 F 0 379 117.38 D 40962 D Common Stock 131435 I By Trust Common Stock 34422 I Gift Trust Common Stock 0 I 2020 GRAT Common Stock 1762 I Spouse as trustee for Daughter Common Stock 1762 I Spouse as trustee for Son Common Stock 10959.13 I 401(k) as of 9-30-2021 Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Reflects the November 23, 2021 distribution of 11,000 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument. The reporting person's spouse is trustee of this trust. Bradley R. Gabriel, Attorney-in-Fact for Steven L. Fradkin 2021-12-07