0000073124-21-000244.txt : 20210802 0000073124-21-000244.hdr.sgml : 20210802 20210802182609 ACCESSION NUMBER: 0000073124-21-000244 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210730 FILED AS OF DATE: 20210802 DATE AS OF CHANGE: 20210802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH DAVID BYRON JR CENTRAL INDEX KEY: 0001478669 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 211137277 MAIL ADDRESS: STREET 1: 155 HARLEM AVE. CITY: GLENVIEW STATE: IL ZIP: 60025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_162794315539476.xml FORM 4 X0306 4 2021-07-30 0 0000073124 NORTHERN TRUST CORP NTRS 0001478669 SMITH DAVID BYRON JR 50 SOUTH LA SALLE ST CHICAGO IL 60603 1 0 0 0 Common Stock 2021-07-30 5 G 0 E 1780 0 A 24664 I By Trust Common Stock 1164 D Common Stock 14267 I Revocable Trust Common Stock 1704 I By Trust Common Stock 2125 I By Trust fbo Child 1 Common Stock 2125 I By Trust fbo Child 2 Common Stock 2125 I By Trust fbo Child 3 Common Stock 1304720 I By Trust On July 30, 2021, a trust in which the reporting person has a partial direct pecuniary interest distributed 14,240 shares of the Corporation's common stock to such trust's beneficiaries, of which 1,780 shares were distributed to the reporting person. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Shares are held in a trust established for the benefit of the reporting person and his children, of which the reporting person is a co-trustee and shares investment control. Shares are held in a trust established for the benefit of one of the reporting person's children, of which the reporting person is a co-trustee and shares investment control. These shares are held in a trust of which reporting person has a partial direct pecuniary interest. Bradley R. Gabriel, Attorney-in-Fact for David H. B. Smith, Jr. 2021-08-02