0000073124-21-000241.txt : 20210728 0000073124-21-000241.hdr.sgml : 20210728 20210728174545 ACCESSION NUMBER: 0000073124-21-000241 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210727 FILED AS OF DATE: 20210728 DATE AS OF CHANGE: 20210728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas Shundrawn A CENTRAL INDEX KEY: 0001717894 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 211123947 MAIL ADDRESS: STREET 1: 50 SOUTH LA SALLE STREET CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_162750872003441.xml FORM 4 X0306 4 2021-07-27 0 0000073124 NORTHERN TRUST CORP NTRS 0001717894 Thomas Shundrawn A 50 SOUTH LA SALLE ST CHICAGO IL 60603 0 1 0 0 President / Asset Management Common Stock 2021-07-27 4 M 0 5000 58.25 A 56662 D Common Stock 2021-07-27 4 S 0 5000 112.47 D 51662 D Employee Stock Option (right-to-buy) 58.25 2021-07-27 4 M 0 5000 0 D 2026-02-16 Common Stock 5000.0 0 D Includes 19,622 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Price reflects the weighted average sales price from $112.47 to $112.48. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. This option became exercisable in four equal annual installments beginning February 16, 2017. Bradley R. Gabriel, Attorney-in-Fact for Shundrawn A. Thomas 2021-07-28