0000073124-21-000241.txt : 20210728
0000073124-21-000241.hdr.sgml : 20210728
20210728174545
ACCESSION NUMBER: 0000073124-21-000241
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210727
FILED AS OF DATE: 20210728
DATE AS OF CHANGE: 20210728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thomas Shundrawn A
CENTRAL INDEX KEY: 0001717894
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 211123947
MAIL ADDRESS:
STREET 1: 50 SOUTH LA SALLE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
4
1
wf-form4_162750872003441.xml
FORM 4
X0306
4
2021-07-27
0
0000073124
NORTHERN TRUST CORP
NTRS
0001717894
Thomas Shundrawn A
50 SOUTH LA SALLE ST
CHICAGO
IL
60603
0
1
0
0
President / Asset Management
Common Stock
2021-07-27
4
M
0
5000
58.25
A
56662
D
Common Stock
2021-07-27
4
S
0
5000
112.47
D
51662
D
Employee Stock Option (right-to-buy)
58.25
2021-07-27
4
M
0
5000
0
D
2026-02-16
Common Stock
5000.0
0
D
Includes 19,622 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Price reflects the weighted average sales price from $112.47 to $112.48. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
This option became exercisable in four equal annual installments beginning February 16, 2017.
Bradley R. Gabriel, Attorney-in-Fact for Shundrawn A. Thomas
2021-07-28