0000073124-21-000172.txt : 20210422
0000073124-21-000172.hdr.sgml : 20210422
20210422182700
ACCESSION NUMBER: 0000073124-21-000172
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210420
FILED AS OF DATE: 20210422
DATE AS OF CHANGE: 20210422
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH DAVID BYRON JR
CENTRAL INDEX KEY: 0001478669
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 21846066
MAIL ADDRESS:
STREET 1: 155 HARLEM AVE.
CITY: GLENVIEW
STATE: IL
ZIP: 60025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
4
1
wf-form4_161913040100375.xml
FORM 4
X0306
4
2021-04-20
0
0000073124
NORTHERN TRUST CORP
NTRS
0001478669
SMITH DAVID BYRON JR
50 SOUTH LA SALLE ST
CHICAGO
IL
60603
1
0
0
0
Common Stock
2021-04-20
4
A
0
1164
0
A
1164
D
Common Stock
14267
I
Revocable Trust
Common Stock
2125
I
By Trust fbo Child 1
Common Stock
2125
I
By Trust fbo Child 2
Common Stock
2125
I
By Trust fbo Child 3
Common Stock
1704
I
By Trust
Common Stock
1333200
I
By Trust
On April 20, 2021, 1,679 already reported and vested stock units, granted on April 21, 2020, were distributed to the reporting person. Shares reported herein reflect the transfer of such shares into the reporting person's previously existing trust account.
Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Shares are held in a trust established for the benefit of one of the reporting person's children, of which the reporting person is a co-trustee and shares investment control.
Shares are held in a trust established for the benefit of the reporting person and his children, of which the reporting person is a co-trustee and shares investment control.
These shares are held in a trust of which reporting person has a partial direct pecuniary interest.
Bradley R. Gabriel, Attorney-in-Fact for David H. B. Smith, Jr.
2021-04-22