0000073124-21-000172.txt : 20210422 0000073124-21-000172.hdr.sgml : 20210422 20210422182700 ACCESSION NUMBER: 0000073124-21-000172 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210420 FILED AS OF DATE: 20210422 DATE AS OF CHANGE: 20210422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH DAVID BYRON JR CENTRAL INDEX KEY: 0001478669 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 21846066 MAIL ADDRESS: STREET 1: 155 HARLEM AVE. CITY: GLENVIEW STATE: IL ZIP: 60025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_161913040100375.xml FORM 4 X0306 4 2021-04-20 0 0000073124 NORTHERN TRUST CORP NTRS 0001478669 SMITH DAVID BYRON JR 50 SOUTH LA SALLE ST CHICAGO IL 60603 1 0 0 0 Common Stock 2021-04-20 4 A 0 1164 0 A 1164 D Common Stock 14267 I Revocable Trust Common Stock 2125 I By Trust fbo Child 1 Common Stock 2125 I By Trust fbo Child 2 Common Stock 2125 I By Trust fbo Child 3 Common Stock 1704 I By Trust Common Stock 1333200 I By Trust On April 20, 2021, 1,679 already reported and vested stock units, granted on April 21, 2020, were distributed to the reporting person. Shares reported herein reflect the transfer of such shares into the reporting person's previously existing trust account. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Shares are held in a trust established for the benefit of one of the reporting person's children, of which the reporting person is a co-trustee and shares investment control. Shares are held in a trust established for the benefit of the reporting person and his children, of which the reporting person is a co-trustee and shares investment control. These shares are held in a trust of which reporting person has a partial direct pecuniary interest. Bradley R. Gabriel, Attorney-in-Fact for David H. B. Smith, Jr. 2021-04-22