0000073124-20-000116.txt : 20200303 0000073124-20-000116.hdr.sgml : 20200303 20200303180330 ACCESSION NUMBER: 0000073124-20-000116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200302 FILED AS OF DATE: 20200303 DATE AS OF CHANGE: 20200303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRADKIN STEVEN L CENTRAL INDEX KEY: 0001214324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 20684418 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_158327659221262.xml FORM 4 X0306 4 2020-03-02 0 0000073124 NORTHERN TRUST CORP NTRS 0001214324 FRADKIN STEVEN L 50 SOUTH LA SALLE ST CHICAGO IL 60603 0 1 0 0 President/Wealth Management Common Stock 2020-03-02 4 F 0 1782 86.63 D 41705 D Common Stock 153328 I By Trust Common Stock 7100 I 2018 GRAT Common Stock 1762 I Spouse as trustee for Son Common Stock 1762 I Spouse as trustee for Daughter Common Stock 10382.54 I 401(k) as of 12-31-19 Reflects 1,782 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,246 previously reported stock units. The remaining 2,464 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Bradley R. Gabriel, Attorney-in-Fact for Steven L. Fradkin 2020-03-03