0000073124-19-000245.txt : 20191108 0000073124-19-000245.hdr.sgml : 20191108 20191108163113 ACCESSION NUMBER: 0000073124-19-000245 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191107 FILED AS OF DATE: 20191108 DATE AS OF CHANGE: 20191108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWNE ROBERT P CENTRAL INDEX KEY: 0001136778 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 191204462 MAIL ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_157324865886781.xml FORM 4 X0306 4 2019-11-07 0 0000073124 NORTHERN TRUST CORP NTRS 0001136778 BROWNE ROBERT P 50 S LASALLE ST CHICAGO IL 60603 0 1 0 0 EVP & Chief Investment Officer Common Stock 2019-11-07 4 M 0 11534 58.25 A 44397 D Common Stock 2019-11-07 4 S 0 11534 107.85 D 32863 D Employee Stock Option (right-to-buy) 58.25 2019-11-07 4 M 0 11534 0 D 2026-02-16 Common Stock 11534.0 9063 D Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Price reflects the weighted average sales price from $107.80 to $107.96. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. This option becomes exercisable in four equal annual installments beginning 2/16/2017. Bradley R. Gabriel, Attorney-in-Fact for Robert P. Browne 2019-11-08