0000073124-19-000245.txt : 20191108
0000073124-19-000245.hdr.sgml : 20191108
20191108163113
ACCESSION NUMBER: 0000073124-19-000245
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191107
FILED AS OF DATE: 20191108
DATE AS OF CHANGE: 20191108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROWNE ROBERT P
CENTRAL INDEX KEY: 0001136778
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 191204462
MAIL ADDRESS:
STREET 1: 800 SCUDDERS MILL ROAD
CITY: PLAINSBORO
STATE: NJ
ZIP: 08536
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
4
1
wf-form4_157324865886781.xml
FORM 4
X0306
4
2019-11-07
0
0000073124
NORTHERN TRUST CORP
NTRS
0001136778
BROWNE ROBERT P
50 S LASALLE ST
CHICAGO
IL
60603
0
1
0
0
EVP & Chief Investment Officer
Common Stock
2019-11-07
4
M
0
11534
58.25
A
44397
D
Common Stock
2019-11-07
4
S
0
11534
107.85
D
32863
D
Employee Stock Option (right-to-buy)
58.25
2019-11-07
4
M
0
11534
0
D
2026-02-16
Common Stock
11534.0
9063
D
Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Price reflects the weighted average sales price from $107.80 to $107.96. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
This option becomes exercisable in four equal annual installments beginning 2/16/2017.
Bradley R. Gabriel, Attorney-in-Fact for Robert P. Browne
2019-11-08