0000073124-19-000201.txt : 20190806
0000073124-19-000201.hdr.sgml : 20190806
20190806163335
ACCESSION NUMBER: 0000073124-19-000201
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190802
FILED AS OF DATE: 20190806
DATE AS OF CHANGE: 20190806
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bowman Biff
CENTRAL INDEX KEY: 0001548048
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 191002554
MAIL ADDRESS:
STREET 1: 50 S. LASALLE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
4
1
wf-form4_156512359733328.xml
FORM 4
X0306
4
2019-08-02
0
0000073124
NORTHERN TRUST CORP
NTRS
0001548048
Bowman Biff
50 S LASALLE ST
CHICAGO
IL
60603
0
1
0
0
EVP & Chief Financial Officer
Common Stock
2019-08-02
4
M
0
20337
60.85
A
111343
D
Common Stock
2019-08-02
4
M
0
25867
58.25
A
137210
D
Common Stock
2019-08-02
4
S
0
45906
92.81
D
91304
D
Common Stock
2019-08-02
4
S
0
298
93.36
D
91006
D
Common Stock
552.82
I
401(k) as of 6-30-19
Employee Stock Option (right-to-buy)
60.85
2019-08-02
4
M
0
20337
0
D
2024-02-10
Common Stock
20337.0
0
D
Employee Stock Option (right-to-buy)
58.25
2019-08-02
4
M
0
25867
0
D
2026-02-16
Common Stock
25867.0
8622
D
Includes 24,088 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Price reflects the weighted average sales price from $92.34 to $93.33. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
Price reflects the weighted average sales price from $93.34 to $93.40. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
This option became exercisable in four equal annual installments beginning on 2/10/2015.
This option becomes exercisable in four equal annual installments beginning on 2/16/2017.
Bradley R. Gabriel, Attorney-in-Fact for Biff Bowman
2019-08-06