0000073124-19-000077.txt : 20190221
0000073124-19-000077.hdr.sgml : 20190221
20190221174125
ACCESSION NUMBER: 0000073124-19-000077
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190219
FILED AS OF DATE: 20190221
DATE AS OF CHANGE: 20190221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRADKIN STEVEN L
CENTRAL INDEX KEY: 0001214324
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 19623114
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
4
1
wf-form4_155078886975235.xml
FORM 4
X0306
4
2019-02-19
0
0000073124
NORTHERN TRUST CORP
NTRS
0001214324
FRADKIN STEVEN L
50 S LASALLE ST
CHICAGO
IL
60603
0
1
0
0
President/Wealth Management
Common Stock
2019-02-19
4
F
0
2140
92.83
D
40525
D
Common Stock
2019-02-19
4
F
0
1578
92.83
D
36964
D
Common Stock
2019-02-19
4
A
0
10011
0
A
46975
D
Common Stock
131295
I
By Trust
Common Stock
11500
I
2018 GRAT
Common Stock
1762
I
Spouse as trustee for Daughter
Common Stock
1762
I
Spouse as trustee for Son
Common Stock
10121.21
I
401(k) as of 12-31-18
Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Reflects 2,140 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,829 previously reported stock units. The remaining 2,689 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.
Reflects 1,578 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,561 previously reported stock units. The remaining 1,983 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.
Bradley R. Gabriel, Attorney-in-Fact for Steven L. Fradkin
2019-02-21