0000073124-19-000077.txt : 20190221 0000073124-19-000077.hdr.sgml : 20190221 20190221174125 ACCESSION NUMBER: 0000073124-19-000077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190219 FILED AS OF DATE: 20190221 DATE AS OF CHANGE: 20190221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRADKIN STEVEN L CENTRAL INDEX KEY: 0001214324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 19623114 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_155078886975235.xml FORM 4 X0306 4 2019-02-19 0 0000073124 NORTHERN TRUST CORP NTRS 0001214324 FRADKIN STEVEN L 50 S LASALLE ST CHICAGO IL 60603 0 1 0 0 President/Wealth Management Common Stock 2019-02-19 4 F 0 2140 92.83 D 40525 D Common Stock 2019-02-19 4 F 0 1578 92.83 D 36964 D Common Stock 2019-02-19 4 A 0 10011 0 A 46975 D Common Stock 131295 I By Trust Common Stock 11500 I 2018 GRAT Common Stock 1762 I Spouse as trustee for Daughter Common Stock 1762 I Spouse as trustee for Son Common Stock 10121.21 I 401(k) as of 12-31-18 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Reflects 2,140 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,829 previously reported stock units. The remaining 2,689 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. Reflects 1,578 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,561 previously reported stock units. The remaining 1,983 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. Bradley R. Gabriel, Attorney-in-Fact for Steven L. Fradkin 2019-02-21