0000073124-19-000054.txt : 20190213 0000073124-19-000054.hdr.sgml : 20190213 20190213201219 ACCESSION NUMBER: 0000073124-19-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180803 FILED AS OF DATE: 20190213 DATE AS OF CHANGE: 20190213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WADDELL FREDERICK H CENTRAL INDEX KEY: 0001223690 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 19600006 MAIL ADDRESS: STREET 1: 50 S. LA SALLE ST. CITY: CHICAGO STATE: IL ZIP: 60675 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_155010672427283.xml FORM 4 X0306 4 2018-08-03 1 0000073124 NORTHERN TRUST CORP NTRS 0001223690 WADDELL FREDERICK H 50 S LASALLE ST CHICAGO IL 60603 1 1 0 0 Chairman Common Stock 2018-08-03 5 G 0 E 48 0 D 137592 I By Trust Common Stock 188065 D Common Stock 21775 I 2016-1 GRAT Common Stock 16481 I 2016-2 GRAT Common Stock 26974 I 2017-1 GRAT Common Stock 17922 I 2017-2 GRAT Common Stock 48090 I 2018 GRAT Common Stock 13785 I By Spouse Common Stock 35668.85 I 401(k) as of 12-31-18 Reflects a January 26, 2017 gift of 63 shares, which had been previously reported as a gift of 36 shares. Transactions not required to be reported pursuant to Section 16(a) of the Securities Exchange Act of 1934 following the reporting person's retirement as a director and executive officer of the issuer effective January 23, 2019 are not reflected on this Form 4. Includes 187,945 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Reflects the October 26, 2017 distribution of 5,661 shares from the reporting person's 2016-2 grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument, which had been previously reported as a distribution from the reporting person's 2017-2 GRAT. Bradley R. Gabriel, Attorney-in-Fact for Frederick H. Waddell 2019-02-13