0000073124-19-000054.txt : 20190213
0000073124-19-000054.hdr.sgml : 20190213
20190213201219
ACCESSION NUMBER: 0000073124-19-000054
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180803
FILED AS OF DATE: 20190213
DATE AS OF CHANGE: 20190213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WADDELL FREDERICK H
CENTRAL INDEX KEY: 0001223690
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 19600006
MAIL ADDRESS:
STREET 1: 50 S. LA SALLE ST.
CITY: CHICAGO
STATE: IL
ZIP: 60675
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
4
1
wf-form4_155010672427283.xml
FORM 4
X0306
4
2018-08-03
1
0000073124
NORTHERN TRUST CORP
NTRS
0001223690
WADDELL FREDERICK H
50 S LASALLE ST
CHICAGO
IL
60603
1
1
0
0
Chairman
Common Stock
2018-08-03
5
G
0
E
48
0
D
137592
I
By Trust
Common Stock
188065
D
Common Stock
21775
I
2016-1 GRAT
Common Stock
16481
I
2016-2 GRAT
Common Stock
26974
I
2017-1 GRAT
Common Stock
17922
I
2017-2 GRAT
Common Stock
48090
I
2018 GRAT
Common Stock
13785
I
By Spouse
Common Stock
35668.85
I
401(k) as of 12-31-18
Reflects a January 26, 2017 gift of 63 shares, which had been previously reported as a gift of 36 shares.
Transactions not required to be reported pursuant to Section 16(a) of the Securities Exchange Act of 1934 following the reporting person's retirement as a director and executive officer of the issuer effective January 23, 2019 are not reflected on this Form 4.
Includes 187,945 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Reflects the October 26, 2017 distribution of 5,661 shares from the reporting person's 2016-2 grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument, which had been previously reported as a distribution from the reporting person's 2017-2 GRAT.
Bradley R. Gabriel, Attorney-in-Fact for Frederick H. Waddell
2019-02-13