0000073124-19-000050.txt : 20190124 0000073124-19-000050.hdr.sgml : 20190124 20190124120630 ACCESSION NUMBER: 0000073124-19-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190122 FILED AS OF DATE: 20190124 DATE AS OF CHANGE: 20190124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WADDELL FREDERICK H CENTRAL INDEX KEY: 0001223690 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 19539071 MAIL ADDRESS: STREET 1: 50 S. LA SALLE ST. CITY: CHICAGO STATE: IL ZIP: 60675 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_154834957385922.xml FORM 4 X0306 4 2019-01-22 0 0000073124 NORTHERN TRUST CORP NTRS 0001223690 WADDELL FREDERICK H 50 S LASALLE ST CHICAGO IL 60603 1 1 0 0 Chairman Common Stock 2019-01-22 4 A 0 70332 0 A 258397 D Common Stock 2019-01-22 4 F 0 29546 90.42 D 188065 D Common Stock 137667 I By Trust Common Stock 21775 I 2016-1 GRAT Common Stock 22142 I 2016-2 GRAT Common Stock 26974 I 2017-1 GRAT Common Stock 12261 I 2017-2 GRAT Common Stock 48090 I 2018 GRAT Common Stock 13785 I By Spouse Common Stock 35668.85 I 401(k) as of 12-31-18 Includes 187,945 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Reflects the transfer of 40,786 shares directly held by the reporting person into the reporting person's existing trust account. Bradley R. Gabriel, Attorney-in-Fact for Frederick H. Waddell 2019-01-24