0000073124-18-000317.txt : 20181211 0000073124-18-000317.hdr.sgml : 20181211 20181211184549 ACCESSION NUMBER: 0000073124-18-000317 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181207 FILED AS OF DATE: 20181211 DATE AS OF CHANGE: 20181211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WADDELL FREDERICK H CENTRAL INDEX KEY: 0001223690 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 181229737 MAIL ADDRESS: STREET 1: 50 S. LA SALLE ST. CITY: CHICAGO STATE: IL ZIP: 60675 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_154457193376384.xml FORM 4 X0306 4 2018-12-07 0 0000073124 NORTHERN TRUST CORP NTRS 0001223690 WADDELL FREDERICK H 50 S LASALLE ST CHICAGO IL 60603 1 1 0 0 Chairman Common Stock 2018-12-07 4 F 0 542 90.36 D 188065 D Common Stock 96881 I By Trust Common Stock 21775 I 2016-1 GRAT Common Stock 22142 I 2016-2 GRAT Common Stock 26974 I 2017-1 GRAT Common Stock 12261 I 2017-2 GRAT Common Stock 48090 I 2018 GRAT Common Stock 13785 I By Spouse Common Stock 35343.99 I 401(k) as of 9-30-2018 Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. Includes 187,945 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Bradley R. Gabriel, Attorney-in-Fact for Frederick H. Waddell 2018-12-11