0000073124-18-000202.txt : 20180502
0000073124-18-000202.hdr.sgml : 20180502
20180502171645
ACCESSION NUMBER: 0000073124-18-000202
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180501
FILED AS OF DATE: 20180502
DATE AS OF CHANGE: 20180502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WADDELL FREDERICK H
CENTRAL INDEX KEY: 0001223690
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 18800734
MAIL ADDRESS:
STREET 1: 50 S. LA SALLE ST.
CITY: CHICAGO
STATE: IL
ZIP: 60675
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
4
1
wf-form4_152529575525269.xml
FORM 4
X0306
4
2018-05-01
0
0000073124
NORTHERN TRUST CORP
NTRS
0001223690
WADDELL FREDERICK H
50 SOUTH LASALLE STREET
CHICAGO
IL
60603
1
1
0
0
Chairman
Common Stock
2018-05-01
5
G
0
E
9972
0
D
0
I
2015 GRAT
Common Stock
188607
D
Common Stock
89069
I
By Trust
Common Stock
21775
I
2016-1 GRAT
Common Stock
29087
I
2016-2 GRAT
Common Stock
26974
I
2017-1 GRAT
Common Stock
17339
I
2017-2 GRAT
Common Stock
48090
I
2018 GRAT
Common Stock
13785
I
By Spouse
Common Stock
35017.17
I
401(k) as of 3-31-2018
On May 1, 2018, the reporting person's grantor retained annuity trust ("GRAT") distributed 15,042 shares of the Corporation's common stock to the reporting person's existing revocable trust as an annuity payment. On such date 9,972 shares also were distributed to the remaindermen of the GRAT. Each distribution was made in accordance with the terms of the GRAT instrument.
Includes 188,487 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Bradley R. Gabriel, Attorney-in-Fact for Frederick H. Waddell
2018-05-02