0000073124-18-000198.txt : 20180427 0000073124-18-000198.hdr.sgml : 20180427 20180427172732 ACCESSION NUMBER: 0000073124-18-000198 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180426 FILED AS OF DATE: 20180427 DATE AS OF CHANGE: 20180427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WADDELL FREDERICK H CENTRAL INDEX KEY: 0001223690 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 18785692 MAIL ADDRESS: STREET 1: 50 S. LA SALLE ST. CITY: CHICAGO STATE: IL ZIP: 60675 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_152486440010644.xml FORM 4 X0306 4 2018-04-26 0 0000073124 NORTHERN TRUST CORP NTRS 0001223690 WADDELL FREDERICK H 50 SOUTH LASALLE STREET CHICAGO IL 60603 1 1 0 0 Chairman Common Stock 2018-04-26 5 G 0 E 2000 0 D 74027 I By Trust Common Stock 188607 D Common Stock 25014 I 2015 GRAT Common Stock 21775 I 2016-1 GRAT Common Stock 29087 I 2016-2 GRAT Common Stock 26974 I 2017-1 GRAT Common Stock 17339 I 2017-2 GRAT Common Stock 48090 I 2018 GRAT Common Stock 13785 I By Spouse Common Stock 35017.17 I 401(k) as of 3-31-2018 Reflects the March 5, 2018 transfer of 48,090 shares of the Corporation's common stock from the reporting person's existing trust into a newly created grantor retained annuity trust. Includes 188,487 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Bradley R. Gabriel, Attorney-in-Fact for Frederick H. Waddell 2018-04-27