0000073124-18-000187.txt : 20180419
0000073124-18-000187.hdr.sgml : 20180419
20180419190836
ACCESSION NUMBER: 0000073124-18-000187
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180417
FILED AS OF DATE: 20180419
DATE AS OF CHANGE: 20180419
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: POWELL CHARLES D
CENTRAL INDEX KEY: 0001172570
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 18764793
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
4
1
wf-form4_152417930181409.xml
FORM 4
X0306
4
2018-04-17
0
0000073124
NORTHERN TRUST CORP
NTRS
0001172570
POWELL CHARLES D
50 SOUTH LASALLE STREET
CHICAGO
IL
60603
0
0
0
1
Advisory Director
Common Stock
2018-04-17
4
M
0
1214
A
1214
D
Common Stock
2018-04-17
4
D
0
1214
107.04
D
0
D
Stock Units
2018-04-17
4
M
0
1214
D
Common Stock
1214.0
0
D
Stock Units
2018-04-17
4
A
0
1033
0
A
Common Stock
1033.0
1033
D
Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting.
1,214 stock units vested on April 17, 2018 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.
The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2019 Annual Meeting of Stockholders.
Bradley R. Gabriel, Attorney-in-Fact for Charles D. Powell
2018-04-19