0000073124-18-000187.txt : 20180419 0000073124-18-000187.hdr.sgml : 20180419 20180419190836 ACCESSION NUMBER: 0000073124-18-000187 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180417 FILED AS OF DATE: 20180419 DATE AS OF CHANGE: 20180419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POWELL CHARLES D CENTRAL INDEX KEY: 0001172570 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 18764793 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_152417930181409.xml FORM 4 X0306 4 2018-04-17 0 0000073124 NORTHERN TRUST CORP NTRS 0001172570 POWELL CHARLES D 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 0 0 1 Advisory Director Common Stock 2018-04-17 4 M 0 1214 A 1214 D Common Stock 2018-04-17 4 D 0 1214 107.04 D 0 D Stock Units 2018-04-17 4 M 0 1214 D Common Stock 1214.0 0 D Stock Units 2018-04-17 4 A 0 1033 0 A Common Stock 1033.0 1033 D Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting. 1,214 stock units vested on April 17, 2018 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance. The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2019 Annual Meeting of Stockholders. Bradley R. Gabriel, Attorney-in-Fact for Charles D. Powell 2018-04-19