0000073124-18-000146.txt : 20180227 0000073124-18-000146.hdr.sgml : 20180227 20180227190032 ACCESSION NUMBER: 0000073124-18-000146 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180227 FILED AS OF DATE: 20180227 DATE AS OF CHANGE: 20180227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORRISON WILLIAM L CENTRAL INDEX KEY: 0001188084 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 18647348 MAIL ADDRESS: STREET 1: 50 S LA SALLE ST CITY: CHICAGO STATE: IL ZIP: 60675 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_151977600234756.xml FORM 4 X0306 4 2018-02-27 0 0000073124 NORTHERN TRUST CORP NTRS 0001188084 MORRISON WILLIAM L 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 Vice Chairman Common Stock 2018-02-27 4 M 0 19228 70.21 A 78797 D Common Stock 2018-02-27 4 M 0 26825 58.25 A 105622 D Common Stock 2018-02-27 4 S 0 39560 109.09 D 66062 D Common Stock 2018-02-27 4 S 0 6493 109.74 D 59569 D Common Stock 1200 I By Spouse Common Stock 350 I By Children Common Stock 2545.32 I 401(k) as of 12-31-17 Employee Stock Option (right-to-buy) 70.21 2018-02-27 4 M 0 19228 0 D 2025-02-17 Common Stock 19228.0 9703 D Employee Stock Option (right-to-buy) 58.25 2018-02-27 4 M 0 26825 0 D 2026-02-16 Common Stock 26825.0 26824 D Includes 49,235 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Price reflects the weighted average sales price from $108.46 to $109.45. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Price reflects the weighted average sales price from $109.51 to $109.88. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. This option becomes exercisable in four equal annual installments beginning 2/17/2016. This option becomes exercisable in four equal annual installments beginning 2/16/2017. Bradley R. Gabriel, Attorney-in-Fact for William L. Morrison 2018-02-27