0000073124-18-000146.txt : 20180227
0000073124-18-000146.hdr.sgml : 20180227
20180227190032
ACCESSION NUMBER: 0000073124-18-000146
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180227
FILED AS OF DATE: 20180227
DATE AS OF CHANGE: 20180227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MORRISON WILLIAM L
CENTRAL INDEX KEY: 0001188084
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 18647348
MAIL ADDRESS:
STREET 1: 50 S LA SALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60675
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
4
1
wf-form4_151977600234756.xml
FORM 4
X0306
4
2018-02-27
0
0000073124
NORTHERN TRUST CORP
NTRS
0001188084
MORRISON WILLIAM L
50 SOUTH LASALLE STREET
CHICAGO
IL
60603
0
1
0
0
Vice Chairman
Common Stock
2018-02-27
4
M
0
19228
70.21
A
78797
D
Common Stock
2018-02-27
4
M
0
26825
58.25
A
105622
D
Common Stock
2018-02-27
4
S
0
39560
109.09
D
66062
D
Common Stock
2018-02-27
4
S
0
6493
109.74
D
59569
D
Common Stock
1200
I
By Spouse
Common Stock
350
I
By Children
Common Stock
2545.32
I
401(k) as of 12-31-17
Employee Stock Option (right-to-buy)
70.21
2018-02-27
4
M
0
19228
0
D
2025-02-17
Common Stock
19228.0
9703
D
Employee Stock Option (right-to-buy)
58.25
2018-02-27
4
M
0
26825
0
D
2026-02-16
Common Stock
26825.0
26824
D
Includes 49,235 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Price reflects the weighted average sales price from $108.46 to $109.45. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
Price reflects the weighted average sales price from $109.51 to $109.88. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
This option becomes exercisable in four equal annual installments beginning 2/17/2016.
This option becomes exercisable in four equal annual installments beginning 2/16/2017.
Bradley R. Gabriel, Attorney-in-Fact for William L. Morrison
2018-02-27