0000073124-18-000136.txt : 20180222 0000073124-18-000136.hdr.sgml : 20180222 20180222170923 ACCESSION NUMBER: 0000073124-18-000136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180220 FILED AS OF DATE: 20180222 DATE AS OF CHANGE: 20180222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WADDELL FREDERICK H CENTRAL INDEX KEY: 0001223690 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 18633464 MAIL ADDRESS: STREET 1: 50 S. LA SALLE ST. CITY: CHICAGO STATE: IL ZIP: 60675 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_151933734890692.xml FORM 4 X0306 4 2018-02-20 0 0000073124 NORTHERN TRUST CORP NTRS 0001223690 WADDELL FREDERICK H 50 SOUTH LASALLE STREET CHICAGO IL 60603 1 1 0 0 Chairman Common Stock 2018-02-20 4 F 0 5246 105.15 D 175238 D Common Stock 2018-02-20 4 A 0 13369 0 A 188607 D Common Stock 124117 I By Trust Common Stock 25014 I 2015 GRAT Common Stock 21775 I 2016-1 GRAT Common Stock 29087 I 2016-2 GRAT Common Stock 26974 I 2017-1 GRAT Common Stock 17339 I 2017-2 GRAT Common Stock 13785 I By Spouse Common Stock 34879.66 I 401(k) as of 12-31-2017 Reflects 5,246 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 11,840 previously reported stock units. The remaining 6,594 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. Includes 175,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Includes 188,487 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Reflects the February 15, 2018 distribution of 6,349 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument. Reflects the February 15, 2018 distribution of 8,186 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument. Bradley R. Gabriel, Attorney-in-Fact for Frederick H. Waddell 2018-02-22