0000073124-18-000098.txt : 20180214
0000073124-18-000098.hdr.sgml : 20180214
20180214183459
ACCESSION NUMBER: 0000073124-18-000098
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180212
FILED AS OF DATE: 20180214
DATE AS OF CHANGE: 20180214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WADDELL FREDERICK H
CENTRAL INDEX KEY: 0001223690
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 18615295
MAIL ADDRESS:
STREET 1: 50 S. LA SALLE ST.
CITY: CHICAGO
STATE: IL
ZIP: 60675
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
4
1
wf-form4_151865128419984.xml
FORM 4
X0306
4
2018-02-12
0
0000073124
NORTHERN TRUST CORP
NTRS
0001223690
WADDELL FREDERICK H
50 SOUTH LASALLE STREET
CHICAGO
IL
60603
1
1
0
0
Chairman
Common Stock
2018-02-12
4
F
0
6052
98.88
D
187078
D
Common Stock
102988
I
By Trust
Common Stock
25014
I
2015 GRAT
Common Stock
28124
I
2016-1 GRAT
Common Stock
29087
I
2016-2 GRAT
Common Stock
35160
I
2017-1 GRAT
Common Stock
17339
I
2017-2 GRAT
Common Stock
13785
I
By Spouse
Common Stock
34879.66
I
401(k) as of 12-31-2017
Reflects 6,052 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 13,661 previously reported stock units. The remaining 7,609 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.
Includes 186,958 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Bradley R. Gabriel, Attorney-in-Fact for Frederick H. Waddell
2018-02-14